Article 325-50-2 into force from 21 October 2016 to 07 June 2018

I. – Where the crowdfunding investment adviser carries out the business of registering financial securities in a securities account, the following subscription application processing and monitoring tasks are essential:

1. Providing for the centralised receipt of subscription applications relating to offers not covered by a prospectus authorised by the AMF and proceeding with the corresponding registration;

2. Checking compliance with subscription application centralisation cutoff dates and times that will have been communicated to the client according to the provisions of Article 325-38;

3. Recording the amount, and where relevant, the number of securities subscribed for, stemming from the centralised receipt of subscription applications;

4. Recording the information required to create the securities issued;

5. Communicating information related to the processing of subscription applications to the issuer.

II. – The records shall include the following information:

1. The issuer;

2. The subscriber's identity;

3. The time and date of the order;

4. The number of securities subscribed;

5. The security subscription price.