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Book III - Service providers
Title II - Other service providers
Chapter V bis - Crowdfunding investment advisers
Section 4 - Handling and monitoring of subscription applications and book entry
Article 325-50 from 21/10/2016 to 07/06/2018

Article 325-50 into force from to

  • Version into force from to
ELI : /en/eli/fr/aai/amf/rg/article/325-50/20161021/notes

The crowdfunding investment adviser may provide a subscription application handling and monitoring service.

This service provision shall be formalised in an agreement between the crowdfunding investment adviser and the mandating issuer, setting out in particular the obligations of the crowdfunding investment adviser and the fees charged. For this purpose, it shall collect notably the personal data of subscribers and transmit it to the issuer for registration in the records of the latter.

The crowdfunding investment adviser shall implement a procedure setting out the terms for handling and monitoring subscription application forms, notably in the event of oversubscription. This procedure shall provide for time stamping of the subscription applications on receipt.

The crowdfunding investment adviser shall act with diligence and professionalism when processing subscription applications. It shall keep a record of the service provided on a durable medium.

If the offer is cancelled, it shall inform the client promptly.