Article 325-66-2 into force from to
- Version into force from to
I. - Where crowdfunding investment advisers carry out the business of registering financial securities in a securities account, the subscription application processing and monitoring tasks that are deemed essential are the following:
Providing for the centralised receipt of subscription applications relating to offers not covered by a prospectus authorised by the AMF and proceeding with the corresponding registration;
Checking compliance with subscription application centralisation cut-off dates and times of which the client has been informed according to the provisions of Article 325-54;
Recording the amount, and where relevant, the number of securities subscribed for, stemming from the centralised receipt of subscription applications;
Recording the information required to create the securities issued;
Communicating information related to the processing of subscription applications to the issuer.
II. - The records shall include the following information:
The subscriber's identity;
The time and date of the order;
The number of securities subscribed;
The security subscription price.
Head of publications: The Executive Director of AMF Communication Directorate. Contact: Communication Directorate – Autorité des marches financiers 17 place de la Bourse – 75082 Paris cedex 02