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Book III - Service providers
Title II - Other service providers
Chapter V bis - Crowdfunding investment advisers
Section 4 - Handling and monitoring of subscription applications and book entry
Article 325-66-4 from 08/06/2018 to 16/03/2022

Article 325-66-4 into force from to

  • Version into force from to
ELI : /en/eli/fr/aai/amf/rg/article/325-66-4/20180608/notes

The tasks related to the registration of financial securities in a securities account are the following:

  1. Registering in a justifiable and traceable manner in the issuer's books the number of securities created following the centralisation of subscription applications, thereby determining the number of securities resulting from the issue, together with the number of securities held by each subscriber;

  2. Communicating to the issuer all of the information and documentation produced for the purpose of registering the number of securities created following the centralisation of subscription applications.