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Book III - Service providers
Title II - Other service providers
Chapter VII - Investment analysts not associated with an investment service provider
Section 1 - Scope
Article 327-1 from 09/03/2018

Article 327-1 into force since

  • Version into force since
ELI : /en/eli/fr/aai/amf/rg/article/327-1/20180309/notes

I. - Pursuant to VIII of Article L. 621-7 of the Monetary and Financial Code, this Chapter sets forth:

  1. Conduct of business conditions for natural and legal persons engaging in the activity of investment analysis;

  2. Rules of conduct for natural persons working under the authority or on behalf of legal persons engaged in the activity of investment analysis;

  3. Provisions to ensure the independence of investment analysts' evaluations and prevent conflicts of interest.

II. - The investment analysts concerned are natural and legal persons other than investment services providers that produce or disseminate investment recommendations as provided for in Point 35 of Article 3(1) of Regulation (EU) No 596/2014 of the European Parliament and of the Council of 16 April 2014.