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Article 511-2 into force since

  • Version into force since
ELI : /en/eli/fr/aai/amf/rg/article/511-2/20180103/notes

The items concerning the market operator, referred to in Point 1°, Article 511-1, shall include:

  1. Its articles of association;

  2. Its internal regulations (bylaws);

  3. The documents providing evidence of compliance with the requirements referred to in Articles L. 421-7 and L. 421-7-1 of the Monetary and Financial Code, notably a curriculum vitae, police record or equivalent document, a sworn statement relating to the absence of any administrative sanctions and a sworn statement relating to all current mandates;

  4. The identity of persons who are in a position to exercise, directly or indirectly, significant influence over the management of the regulated market referred to in Article L. 421-9 of the Monetary and Financial Code, as well as the amount of their holding.

    Shareholders who, alone or in concert, own directly or indirectly 10% or more of the capital or voting rights are deemed to exercise significant influence;

  5. A programme of operations setting out its organisational structure and its human, material and technical resources implemented with respect to the envisaged activity on the regulated market concerned, including the type of transactions envisaged and the market model;

  6. The latest annual accounts, where they exist, and the financial resources available to it when the regulated market is recognised;

  7. The policy for managing any conflicts of interests, as referred to in Article 512-4;

  8. Agreements, if any, for outsourcing the management and surveillance of the regulated market.