Merci de désactiver le bloqueurs de pub pour visualiser cette vidéo.
Book V - Market infrastructures
Title I - Regulated markets and market operators
Chapter II - Organisational rules for market operators and rules of conduct
Section 4 - Issuance of a professional licence to certain members of staff of a market operator and the conditions in which they perform their duties
Article 512-12 from 03/01/2018

Article 512-12 into force since

  • Version into force since
ELI : /en/eli/fr/aai/amf/rg/article/512-12/20180103/notes

The person or persons referred to in Article 512-8 shall draw up a yearly report on the conditions in which they carry out their duties. This report shall be submitted to the executive body of the market operator, as well as to the AMF, no later than four months after the close of the financial year.

The report shall include:

  1. a description of how supervision and monitoring are organised;

  2. a list of the tasks performed in carrying out these duties;

  3. any observations made by the responsible person;

  4. measures adopted as a result of such observations.