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Article 516-6 into force since

  • Version into force since
ELI : /en/eli/fr/aai/amf/rg/article/516-6/20191122/notes

Financial instruments admitted to trading in the compartment referred to in Article 516-5 may not be acquired by an investor other than a qualified investor, within the meaning of point 1° of Article L. 411-2 of the Monetary and Financial Code, unless such investor takes the initiative to do so and has been duly informed by the investment services provider about the characteristics of this compartment.

Where the sale concerns securities other than equity securities, the securities are not sold on to non-qualified investors, unless a prospectus that is appropriate for non-qualified investors is drawn up in accordance with Article 5 (2) of Regulation (EU) n° 2017/1129 of 14 June 2017.