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- GR into force since 01/01/2024
- Article 523-1
General regulation of the AMF
Article 523-1 into force since
- Version into force since
ELI : /en/eli/fr/aai/amf/rg/article/523-1/20180103/notes
Article 523-1
The MTF manager shall appoint a person or persons to be responsible with the following:
supervision of trading;
monitoring of MTF members.
Where managing an MTF is not its sole business, the investment services provider shall appoint a person other than the compliance officer to perform the functions referred to in Points 1° and 2°.
The market operator that manages an MTF may appoint the person or persons referred to in Article 512-8 to perform these functions in connection with the management of an MTF.
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Legal information:
Head of publications: The Executive Director of AMF Communication Directorate. Contact: Communication Directorate – Autorité des marches financiers 17 place de la Bourse – 75082 Paris cedex 02
Head of publications: The Executive Director of AMF Communication Directorate. Contact: Communication Directorate – Autorité des marches financiers 17 place de la Bourse – 75082 Paris cedex 02