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Book V - Market infrastructures
Title II - Multilateral trading facilities
Chapter III - Supervision of the functioning of the mtf and its members
Section 1 - Issuance of professional licences to some members of staff
Article 523-1 from 03/01/2018

Article 523-1 into force since

  • Version into force since
ELI : /en/eli/fr/aai/amf/rg/article/523-1/20180103/notes

The MTF manager shall appoint a person or persons to be responsible with the following:

  1. supervision of trading;

  2. monitoring of MTF members.

Where managing an MTF is not its sole business, the investment services provider shall appoint a person other than the compliance officer to perform the functions referred to in Points 1° and 2°.

The market operator that manages an MTF may appoint the person or persons referred to in Article 512-8 to perform these functions in connection with the management of an MTF.