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Article 531-3 into force since

  • Version into force since
ELI : /en/eli/fr/aai/amf/rg/article/531-3/20180103/notes

With a view to obtaining authorisation to manage an OTF, the market operator shall send the AMF a file comprising:

  1. a programme of operations relating to the envisaged activity setting out inter alia:

    a) the types of business;

    b) its organisational structure, the human material, technical and financial resources implemented;

    c) the provisions and procedures mentioned in I of Article L. 420-9 of the Monetary and Financial Code, notably to control compliance with the system's rules by its members and to ensure a smooth trading process;

    d) the provisions for ensuring compliance with the requirements referred to in Article L. 421-11 of said Code; and

    e) where relevant, the procedures for the clearing of transactions

  2. the items referred to in Point 2° of Paragraph I of Article 531-1;

  3. the rules of operation of the facility referred to in Article L. 425-2 of the Monetary and Financial Code.