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Article 541-12 into force since

  • Version into force since
ELI : /en/eli/fr/aai/amf/rg/article/541-12/20140616/notes

The responsible persons mentioned in Article 541-8 draw up a yearly report on the conditions in which they carry out their duties. This report is submitted to the executive body of the clearing house, as well as to the AMF, no later than four months after the close of the financial year.

This report includes:

  1. A description of how supervision and monitoring are organised;

  2. A description of the tasks performed in carrying out these duties;

  3. Any observations made by the responsible person;

  4. Measures adopted as a result of such observations.