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Article 721-3 into force since

  • Version into force since
ELI : /en/eli/fr/aai/amf/rg/article/721-3/20191219/notes

For the services referred to in Article L. 54-10-2 1° to 5° of the Monetary and Financial Code, the applicant shall send the AMF a programme of activity for the coming two financial years, containing:

  1. the activities carried out or that will be carried out by the applicant;

  2. the lists or categories of digital assets covered by the activities;

  3. the geographic distribution of its activities;

  4. the systems and means put in place to comply with the provisions of Chapter X of Title IV of Book V of the Monetary and Financial Code and this Title;

  5. a description of the human and technical resources allocated to the various activities contemplated, including the internal control function;

  6. a detailed organisation chart, showing the persons in charge of the activities carried out and the number of employees allocated to each digital assets service for the coming two financial years;

  7. the list of the services or other essential or important operating tasks entrusted, on a long-term and regular basis, by the services provider to a third party, or intended to be so, and contracts signed or contemplated with said services providers;

  8. the measures taken to ensure the resilience and security of the information system set up for the provision of the digital assets service;

  9. the measures taken to detect, prevent and handle conflicts of interests which may arise on the occasion of the provision of digital assets services;

  10. a description of the systems for monitoring the company's activities, including, where applicable, safeguard systems, as well as risk controls and systems when the company intends to use automated trading systems;

  11. information on verification systems of internal control and risks management; and

  12. details regarding the systems for evaluating and managing the risks of money laundering and financing of terrorism.