
- Home
- Regulation
- General Regulation
- GR into force from 08/05/2023 to 29/07/2023
- Article 721-3
Article 721-3 into force from to
- Version into force from to
For the services referred to in Article L. 54-10-2 1° to 5° of the Monetary and Financial Code, the applicant shall send the AMF a programme of activity for the coming two financial years, containing:
the activities carried out or that will be carried out by the applicant;
the lists or categories of digital assets covered by the activities;
the geographic distribution of its activities;
the systems and means put in place to comply with the provisions of Chapter X of Title IV of Book V of the Monetary and Financial Code and this Title;
a description of the human and technical resources allocated to the various activities contemplated, including the internal control function;
a detailed organisation chart, showing the persons in charge of the activities carried out and the number of employees allocated to each digital assets service for the coming two financial years;
the list of the services or other essential or important operating tasks entrusted, on a long-term and regular basis, by the services provider to a third party, or intended to be so, and contracts signed or contemplated with said services providers;
the measures taken to ensure the resilience and security of the information system set up for the provision of the digital assets service;
the measures taken to detect, prevent and handle conflicts of interests which may arise on the occasion of the provision of digital assets services;
a description of the systems for monitoring the company's activities, including, where applicable, safeguard systems, as well as risk controls and systems when the company intends to use automated trading systems;
information on verification systems of internal control and risks management; and
details regarding the systems for evaluating and managing the risks of money laundering and financing of terrorism.
Head of publications: The Executive Director of AMF Communication Directorate. Contact: Communication Directorate – Autorité des marches financiers 17 place de la Bourse – 75082 Paris cedex 02