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2018 Supervisory priorities
2018 Supervisory priorities
The AMF sets out in this document its supervisory priorities for 2018 for asset management companies and investment service providers. The themes identified include the implementation of some of the key MiFID measures (including transaction reporting, trading obligation and product governance), asset valuation systems within management companies, SRI management and discretionary management.
On the same topic
26 November 2020
Asset management: the AMF finds the effectiveness of internal control outsourcing processes to be too disparate
Asset management: the AMF finds the effectiveness of internal control outsourcing processes to be too disparate
29 September 2020
The AMF publishes the findings of its SPOT inspections on the valuation of complex financial instruments
The AMF publishes the findings of its SPOT inspections on the valuation of complex financial instruments
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The AMF publishes the summary of its SPOT inspections on Record-keeping
The AMF publishes the summary of its SPOT inspections on Record-keeping