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2018 Supervisory priorities
2018 Supervisory priorities
The AMF sets out in this document its supervisory priorities for 2018 for asset management companies and investment service providers. The themes identified include the implementation of some of the key MiFID measures (including transaction reporting, trading obligation and product governance), asset valuation systems within management companies, SRI management and discretionary management.
On the same topic
21 July 2020
The AMF publishes the summary of its SPOT inspections on Record-keeping
The AMF publishes the summary of its SPOT inspections on Record-keeping
30 April 2020
Discretionary management: the AMF assesses the quality of the information provided to clients within the framework of its SPOT inspections
Discretionary management: the AMF assesses the quality of the information provided to clients within the framework of its SPOT inspections
27 March 2020
Provision of real estate services in asset management: the AMF publishes the outcomes of its themed inspections
Provision of real estate services in asset management: the AMF publishes the outcomes of its themed inspections