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2018 Supervisory priorities
2018 Supervisory priorities
The AMF sets out in this document its supervisory priorities for 2018 for asset management companies and investment service providers. The themes identified include the implementation of some of the key MiFID measures (including transaction reporting, trading obligation and product governance), asset valuation systems within management companies, SRI management and discretionary management.
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The AMF publishes a summary of its short thematic inspections on liquidity contracts
The AMF publishes a summary of its short thematic inspections on liquidity contracts
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2021 Supervisory Priorities for the Autorité des Marchés Financiers
2021 Supervisory Priorities for the Autorité des Marchés Financiers
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Asset management: the AMF finds the effectiveness of internal control outsourcing processes to be too disparate
Asset management: the AMF finds the effectiveness of internal control outsourcing processes to be too disparate