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2018 Supervisory priorities
2018 Supervisory priorities
The AMF sets out in this document its supervisory priorities for 2018 for asset management companies and investment service providers. The themes identified include the implementation of some of the key MiFID measures (including transaction reporting, trading obligation and product governance), asset valuation systems within management companies, SRI management and discretionary management.
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The AMF publishes a summary of its short thematic inspections on liquidity contracts
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Asset management: the AMF finds the effectiveness of internal control outsourcing processes to be too disparate
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Legal information:
Head of publications: The Executive Director of AMF Communication Directorate. Contact: Communication Directorate – Autorité des marches financiers 17 place de la Bourse – 75082 Paris cedex 02
Head of publications: The Executive Director of AMF Communication Directorate. Contact: Communication Directorate – Autorité des marches financiers 17 place de la Bourse – 75082 Paris cedex 02