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2019 supervisory priorities for the Autorité des marchés financiers
2019 supervisory priorities for the Autorité des marchés financiers
The AMF sets out in this document its supervisory priorities for 2019 for asset management companies and market intermediaries, as well as regarding distribution. The document notably lists the themes involving SPOT inspections, a new shorter format of inspections introduced in 2018 as part of the AMF's strategic plan #Supervision2022.
On the same topic
29 September 2020
The AMF publishes the findings of its SPOT inspections on the valuation of complex financial instruments
The AMF publishes the findings of its SPOT inspections on the valuation of complex financial instruments
21 July 2020
The AMF publishes the summary of its SPOT inspections on Record-keeping
The AMF publishes the summary of its SPOT inspections on Record-keeping
30 April 2020
Discretionary management: the AMF assesses the quality of the information provided to clients within the framework of its SPOT inspections
Discretionary management: the AMF assesses the quality of the information provided to clients within the framework of its SPOT inspections