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2019 supervisory priorities for the Autorité des marchés financiers
2019 supervisory priorities for the Autorité des marchés financiers
The AMF sets out in this document its supervisory priorities for 2019 for asset management companies and market intermediaries, as well as regarding distribution. The document notably lists the themes involving SPOT inspections, a new shorter format of inspections introduced in 2018 as part of the AMF's strategic plan #Supervision2022.
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Summary document on SPOT inspections of the best execution and best selection obligations applicable to asset management companies Summary document on SPOT inspections of the best execution and best selection obligations applicable to asset management companiesLegal information:
Head of publications: The Executive Director of AMF Communication Directorate. Contact: Communication Directorate – Autorité des marches financiers 17 place de la Bourse – 75082 Paris cedex 02
Head of publications: The Executive Director of AMF Communication Directorate. Contact: Communication Directorate – Autorité des marches financiers 17 place de la Bourse – 75082 Paris cedex 02