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2021 Supervisory Priorities for the Autorité des Marchés Financiers
2021 Supervisory Priorities for the Autorité des Marchés Financiers
The AMF sets out in this document supervisory priorities for 2021 for asset management companies, market intermediaries and infrastructures, distributors and investment advisors. These 2021 priorities reflect the growing importance of European supervisory actions. The document notably lists the themes involving SPOT inspections, a new shorter format of inspections introduced in 2018 as part of the AMF’s strategic plan #Supervision2022.
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31 March 2026
The Autorité des Marchés Financiers publishes the findings of its SPOT inspections on asset management companies’ compliance and internal control systems The Autorité des Marchés Financiers publishes the findings of its SPOT inspections on asset management companies’ compliance and internal control systems
31 March 2026
Summary of SPOT inspections of the compliance and internal control functions within asset management companies Summary of SPOT inspections of the compliance and internal control functions within asset management companies
26 February 2026
The AMF publishes the findings of its inspections on the consideration of client sustainability preferences The AMF publishes the findings of its inspections on the consideration of client sustainability preferencesLegal information:
Head of publications: The Executive Director of AMF Communication Directorate. Contact: Communication Directorate – Autorité des marches financiers 17 place de la Bourse – 75082 Paris cedex 02
Head of publications: The Executive Director of AMF Communication Directorate. Contact: Communication Directorate – Autorité des marches financiers 17 place de la Bourse – 75082 Paris cedex 02