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MiFID II - Guide for Asset Management Companies
MiFID II - Guide for Asset Management Companies
This guide aims to help asset management companies implement the new measures introduced by MiFID II. It will be updated to take account of the additional texts of the directive. The AMF has covered all the key topics of the directive for asset management companies, including product governance, "independent" investment advice, fees or best execution.
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14 August 2020
Overview of Bond Market Transparency under MiFID 2
Overview of Bond Market Transparency under MiFID 2
21 July 2020
Summary of SPOT inspections on recording telephone conversations and electronic communications and on retaining those recordings
Summary of SPOT inspections on recording telephone conversations and electronic communications and on retaining those recordings
10 June 2020
Market transparency, financial research, investor protection: AMF’s proposals for more efficient and competitive markets
Market transparency, financial research, investor protection: AMF’s proposals for more efficient and competitive markets