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- Analysis of complaints in 2019-2020 by French retail investors to the AMF public relations centre concerning European financial institutions operating on a freedom to provide services basis
Analysis of complaints in 2019-2020 by French retail investors to the AMF public relations centre concerning European financial institutions operating on a freedom to provide services basis
Analysis of complaints in 2019-2020 by French retail investors to the AMF public relations centre concerning European financial institutions operating on a freedom to provide services basis
This study analyses over 200 reports and complaints from French retail investors between 2019 and 2020 involving institutions operating in France through the European passport. The study highlights irregular practices, including difficulties in closing accounts or redirections to unauthorised non-European subsidiaries.
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14 March 2024
Obtain the Investment Services Compliance Officer (RCSI) professional licence Obtain the Investment Services Compliance Officer (RCSI) professional licence12 February 2024
Make my reporting, notifications and disclosure to the AMF Make my reporting, notifications and disclosure to the AMF06 February 2024
AMF encourages investment services providers to strengthen their procedures for handling client complaints AMF encourages investment services providers to strengthen their procedures for handling client complaintsLegal information:
Head of publications: The Executive Director of AMF Communication Directorate. Contact: Communication Directorate – Autorité des marches financiers 17 place de la Bourse – 75082 Paris cedex 02
Head of publications: The Executive Director of AMF Communication Directorate. Contact: Communication Directorate – Autorité des marches financiers 17 place de la Bourse – 75082 Paris cedex 02