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Results of the two 'risk-averse' and 'risk-loving' mystery shopping campaigns conducted under MIFID 2
Results of the two 'risk-averse' and 'risk-loving' mystery shopping campaigns conducted under MIFID 2
Two campaigns were conducted between December 2018 and February 2019, a so-called 'risk-loving' campaign covering potential clients or new clients with relatively high incomes and capable of sustaining losses, and the other so-called 'risk-averse' campaign covering potential client or new client profiles holding less liquid assets and displaying a more pronounced aversion to risk. These mystery shopping campaigns have been organised recurrently since 2011.
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09 February 2026
The Autorité des Marchés Financiers publishes the findings of its inspections of asset management companies' operational risk management The Autorité des Marchés Financiers publishes the findings of its inspections of asset management companies' operational risk management
09 February 2026
Summary of SPOT inspections on asset management companies' operational risk management systems Summary of SPOT inspections on asset management companies' operational risk management systems
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Head of publications: The Executive Director of AMF Communication Directorate. Contact: Communication Directorate – Autorité des marches financiers 17 place de la Bourse – 75082 Paris cedex 02
Head of publications: The Executive Director of AMF Communication Directorate. Contact: Communication Directorate – Autorité des marches financiers 17 place de la Bourse – 75082 Paris cedex 02