Print from the website of the AMF
Merci de désactiver le bloqueurs de pub pour visualiser cette vidéo.

- Home
- News & Publications
- Publications
- Reports, research and analysis
- Study of the rules implemented by banks for matching client profiles with products as part of an investment advisory service
Study of the rules implemented by banks for matching client profiles with products as part of an investment advisory service
Study of the rules implemented by banks for matching client profiles with products as part of an investment advisory service
This study looks at the processes implemented by banks to ensure that their investment advisory services are suited to their clients’ profiles. The objective is to understand how institutions have implemented these rules and gauge the impact these rules have had on the range of financial investments offered to clients and the role played by advisors.
Keywords
On the same topic
07 October 2020
AMF Household Savings Observatory Newsletter - No. 40 October 2020
AMF Household Savings Observatory Newsletter - No. 40 October 2020
12 February 2020
Deferred Settlement Service (SRD): when duly warned clients invest at their own risk - February 2020
Deferred Settlement Service (SRD): when duly warned clients invest at their own risk - February 2020
02 September 2019
The challenge of recommending a suitable financial product for the client's specific situation
The challenge of recommending a suitable financial product for the client's specific situation
Legal information:
Head of publications: The Executive Director of AMF Communication Directorate. Contact: Communication Directorate – Autorité des marches financiers 17 place de la Bourse – 75082 Paris cedex 02
Head of publications: The Executive Director of AMF Communication Directorate. Contact: Communication Directorate – Autorité des marches financiers 17 place de la Bourse – 75082 Paris cedex 02