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Summary of the SPOT inspection campaign conducted on market abuse prevention systems in asset management companies
Summary of the SPOT inspection campaign conducted on market abuse prevention systems in asset management companies
The SPOT inspection campaign on market abuse prevention systems in asset management companies (“AMCs”) was part of the AMF’s supervisory priorities for 2021. Market abuse can be defined as any “[…] unlawful behaviour in the financial markets and […] should be understood to consist of insider dealing, unlawful disclosure of inside information and market manipulation”. The purpose of the SPOT campaign was to inspect the systems for preventing, monitoring, detecting and reporting of market abuse in AMCs.
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17 July 2025
The AMF and the AFA call for vigilance of the risk of private corruption by criminal networks of natural persons with access to inside information The AMF and the AFA call for vigilance of the risk of private corruption by criminal networks of natural persons with access to inside information
16 July 2025
The AMF Enforcement Committee fines eight individuals and two legal entities a total of €1,890,000 for late disclosure of inside information, insider dealing, and breaches of… The AMF Enforcement Committee fines eight individuals and two legal entities a total of €1,890,000 for late disclosure of inside information, insider dealing, and breaches of professional obligations 17 June 2025
The AMF Enforcement Committee fines an issuer €20,000 and its shareholders a total of €1.7 million The AMF Enforcement Committee fines an issuer €20,000 and its shareholders a total of €1.7 million