Merci de désactiver le bloqueurs de pub pour visualiser cette vidéo.
Summary of SPOT inspection on compliance with non-financial contractual commitments by portfolio asset management companies
Summary of SPOT inspection on compliance with non-financial contractual commitments by portfolio asset management companies
As announced by the Autorité des Marchés Financiers (AMF) in the presentation of its supervisory priorities for 2022, it has conducted a study and a SPOT inspection campaign (Supervision des Pratiques Opérationnelle et Thématique - operational and thematic supervision of practices) on compliance with non-financial contractual commitments by funds (UCITS and AIFs) managed by portfolio asset management companies (AMCs). In practice, the AMF reviewed the systems for defining, managing and controlling these commitments, in a representative sample of AMCs. The AMF also assessed the level of compliance of these practices with the AMCs’ regulatory obligations and identified good and poor practices in this field.
On the same topic
27 November 2025
The Autorité des Marchés Financiers has amended its doctrine to clarify its expectations of ELTIFs The Autorité des Marchés Financiers has amended its doctrine to clarify its expectations of ELTIFs
30 October 2025
Arbitrage in employee savings schemes: when the execution time varies depending on whether or not the fund investment management company belongs to the same group as the… Arbitrage in employee savings schemes: when the execution time varies depending on whether or not the fund investment management company belongs to the same group as the account keeper