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Summary of SPOT inspections on the digital client journey
Summary of SPOT inspections on the digital client journey
As an extension of the work carried out by the Autorité des Marchés Financiers (AMF) on retail investor protection, and as announced in its supervisory priorities for 2025, a series of short thematic inspections (SPOTs) was carried out on the digital pathways offered to retail clients for subscribing to and placing orders for financial instruments. The inspections looked at four credit institutions authorised to provide investment services.
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