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Spot Inspections
Summary of SPOT inspections on EMIR reporting governance
09 December 2019

Summary of SPOT inspections on EMIR reporting governance

As part of its new Supervision#2022 strategy, the AMF announced its intention to conduct short, theme-based inspections known as “SPOT” (Supervision des Pratiques Opérationnelle et Thématique – operational and thematic supervision of practices) inspections, as well as its willingness to share the lessons learned from these exercises. It is now delivering a review of these short inspections carried out in 2019 with five investment service providers, excluding asset management companies, on the subject of EMIR reporting governance (mandatory reporting of transactions to trade repositories).

17 June 2019
Reporting exemption notification for intragroup transactions Reporting exemption notification for intragroup transactions
17 June 2019
Clearing threshold notification Clearing threshold notification
01 April 2019
EMIR Refit: central clearing obligation rules are changing EMIR Refit: central clearing obligation rules are changing