Merci de désactiver le bloqueurs de pub pour visualiser cette vidéo.
Summary of SPOT inspections of financial management delegation arrangements at portfolio asset management companies
Summary of SPOT inspections of financial management delegation arrangements at portfolio asset management companies
As announced in its supervisory priorities for 2023 the Autorité des Marchés Financiers (AMF) has conducted a SPOT (Supervision of Operational and Thematic Practices) inspection campaign of the financial management delegation arrangements of five portfolio asset management companies. These inspections simultaneously covered management delegations conferred and accepted, and both collective and individual investment management, with greater attention paid to the management delegations conferred, insofar as these are based on dedicated professional obligations.
Keywords
On the same topic
08 October 2024
AMF amends its Programme of Operations Guide for Asset Management Companies AMF amends its Programme of Operations Guide for Asset Management Companies 29 July 2024
The Autorité des Marchés Financiers (AMF) announces withdrawal of the authorisation of the portfolio asset management company Wide Asset Management as of 8 July 2024 The Autorité des Marchés Financiers (AMF) announces withdrawal of the authorisation of the portfolio asset management company Wide Asset Management as of 8 July 2024
24 July 2024
Summary of SPOT inspections of the promotional materials for French and foreign collective investment schemes (CISs) marketed by distributors - focus on ESG aspects Summary of SPOT inspections of the promotional materials for French and foreign collective investment schemes (CISs) marketed by distributors - focus on ESG aspects