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Summary of SPOT inspections on governance and the role of senior management at asset management companies
Summary of SPOT inspections on governance and the role of senior management at asset management companies
As announced in its supervisory priorities for 2024, the Autorité des Marchés Financiers (AMF) has conducted a SPOT (Operational and Thematic Supervision of Practices) inspection campaign on governance and the role of senior management at five asset management companies.
On the same topic
27 November 2025
The Autorité des Marchés Financiers has amended its doctrine to clarify its expectations of ELTIFs The Autorité des Marchés Financiers has amended its doctrine to clarify its expectations of ELTIFs
30 October 2025
Arbitrage in employee savings schemes: when the execution time varies depending on whether or not the fund investment management company belongs to the same group as the… Arbitrage in employee savings schemes: when the execution time varies depending on whether or not the fund investment management company belongs to the same group as the account keeperLegal information:
Head of publications: The Executive Director of AMF Communication Directorate. Contact: Communication Directorate – Autorité des marches financiers 17 place de la Bourse – 75082 Paris cedex 02
Head of publications: The Executive Director of AMF Communication Directorate. Contact: Communication Directorate – Autorité des marches financiers 17 place de la Bourse – 75082 Paris cedex 02