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Summary of SPOT inspections on the handling of complaints by investment services providers
Summary of SPOT inspections on the handling of complaints by investment services providers
As part of its strategic orientations which place investor protection at the top of its priorities, the AMF carried out a series of short thematic inspections of five institutions' customer complaint handling systems. This summary document reviews regulations and main lessons to be learned from the practices observed.
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Head of publications: The Executive Director of AMF Communication Directorate. Contact: Communication Directorate – Autorité des marches financiers 17 place de la Bourse – 75082 Paris cedex 02
Head of publications: The Executive Director of AMF Communication Directorate. Contact: Communication Directorate – Autorité des marches financiers 17 place de la Bourse – 75082 Paris cedex 02