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Summary of SPOT inspections on the provision of market data
Summary of SPOT inspections on the provision of market data
In line with the supervisory priorities of the Autorité des Marchés Financiers for 2022 and in relation to the strategic supervisory priorities of the European Union, a series of short thematic “SPOT” inspections targeting the provision of market data were conducted over the period from March to July 2022. These inspections took place within the framework of the provisions introduced by Regulation (EU) 600/2014 of 15 May 2014 on markets in financial instruments (MiFIR), which came into force on 3 January 2018, and subsequent delegated regulations. The investigations covered a sample group of four firms providing market data and covered the period from 1 January 2019 to 30 June 2022.
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Summary of SPOT inspections on the handling of complaints by investment services providers Summary of SPOT inspections on the handling of complaints by investment services providersLegal information:
Head of publications: The Executive Director of AMF Communication Directorate. Contact: Communication Directorate – Autorité des marches financiers 17 place de la Bourse – 75082 Paris cedex 02
Head of publications: The Executive Director of AMF Communication Directorate. Contact: Communication Directorate – Autorité des marches financiers 17 place de la Bourse – 75082 Paris cedex 02