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Summary of SPOT inspections on the SRI management systems of asset management companies and the integration of ESG criteria
Summary of SPOT inspections on the SRI management systems of asset management companies and the integration of ESG criteria
As part of its new #Supervision2022 strategy, the AMF announced at the beginning of the year its intention to conduct briefer and more thematic "SPOT" inspections (Supervision des Pratiques Opérationnelle et Thématique), as well as its willingness to share the lessons learned from these exercises. Today it is publishing a summary of the SPOT inspections carried out between September 2018 and January 2019 on the SRI (Socially Responsible Investment) management systems of asset management companies.
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31 March 2026
The Autorité des Marchés Financiers publishes the findings of its SPOT inspections on asset management companies’ compliance and internal control systems The Autorité des Marchés Financiers publishes the findings of its SPOT inspections on asset management companies’ compliance and internal control systems
31 March 2026
Summary of SPOT inspections of the compliance and internal control functions within asset management companies Summary of SPOT inspections of the compliance and internal control functions within asset management companies
26 February 2026
The AMF publishes the findings of its inspections on the consideration of client sustainability preferences The AMF publishes the findings of its inspections on the consideration of client sustainability preferencesLegal information:
Head of publications: The Executive Director of AMF Communication Directorate. Contact: Communication Directorate – Autorité des marches financiers 17 place de la Bourse – 75082 Paris cedex 02
Head of publications: The Executive Director of AMF Communication Directorate. Contact: Communication Directorate – Autorité des marches financiers 17 place de la Bourse – 75082 Paris cedex 02