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Are you changing your Investment Services Compliance Officer (RCSI)? Would you like to enrol an employee for the AMF training and/or examination to obtain the RCSI professional licence? You will find all the information you need to report the change and about the RCSI licence here.
If you change the person responsible for compliance and internal control in your company, you must complete the appropriate form in the change to investment management company details document, which forms Annex 1 of AMF Instruction DOC-2014-01.
This form must be sent to your usual portfolio manager. But if you don’t know him already, send an email to:
The procedures for awarding Compliance Officer licences are defined in AMF instruction DOC-2006-09.
Once your enrolment file has been received and reviewed by the AMF, you will receive an email confirming your enrolment for the training and/or examination, which serves as your notice to attend. An invoice will be sent to you at your billing address, which is mandatory and cannot be modified.
The preparatory training for the examination to award a Compliance Officer professional licence should not be confused with the Compliance Officer Training Day which is held once a year. The purpose of this annual training event is to provide you with an opportunity to enhance your knowledge and professional practices.
In French only
Annexe 1 de l'instruction AMF DOC-2006-09 :
ll est souhaitable que le candidat à l'examen,
lorsqu'il se présente devant le jury, possède
déjà une bonne connaissance du prestataire
au sein duquel il est appelé à exercer sa fonction
et une bonne connaissance de cette fonction.
Il doit être titulaire d’une carte temporaire de RCSI obtenue auprès des services de l’AMF. ***
Pursuant to EU Regulation 2016/679 of 27 April 2016 and Law 78-17 of 6 January 1978, individuals have the right to access, rectify, erase, oppose and limit the processing of their personal data. This right may be exercised by sending a letter to the following address: AMF – Data Protection Officer – 17 place de la Bourse, 75002 Paris; or by sending an email to: accesdopers [at] amf-france.org. You may also file a complaint about the processing of your data with the French data protection agency, CNIL.
Each year, the AMF organises two examination sessions and two training sessions that lead to awarding the Investment Services Compliance Officer (RCSI) professional licence. To enrol, you must send a completed electronic enrolment file to the AMF.
To gain access to the AMF’s premises, you will have to provide proof of your identity.
DATES DE FORMATION (6 jours)
Espace Vinci 25 rue des Jeûneurs,
Programme et horaires* disponibles
(rubrique« A lire aussi »)
5 jours avant le début de la formation
DATES D’EXAMENS **
17 place de la Bourse, 75002 Paris