How to get the RCCI professional licence
Are you changing your Compliance and Internal Control Officer (RCCI)? Would you like to enrol an employee for the AMF training and/or examination to obtain the RCCI professional licence? You will find all the information you need to report the change and about the RCCI licence here.
You are reporting that your RCCI has changed
If you change the person responsible for compliance and internal control in your company, you must complete the appropriate form in the Change to investment management company details document, which forms Annex 4 of AMF Instruction DOC-2008-03.
This form must be sent to your usual portfolio manager.
In addition, in order to obtain a temporary RCCI licence, the candidate must send their request by email to rcci [at] amf-france.org before taking the exam.
Focus on the schedule of training and examination sessions
Each year, the AMF organises two examination sessions and two training sessions that lead to awarding the Compliance and Internal Control Officer (RCCI) professional licence. To enrol, you must send a completed electronic enrolment file to the AMF.
To gain access to the AMF’s premises, you will have to provide proof of your identity.
| Pour chaque session, les inscriptions à la formation et à l'examen seront ouvertes trois mois et closes un mois avant le début de la formation | |
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27ème SESSION RCCI Sessions reportées |
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DATES DE FORMATION (6 jours) 4-6 place de la Bourse, 75002 Paris Programme et horaires* Coût de 1000 euros par personne |
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DATES D’EXAMENS ** 17 place de la Bourse, 75002 Paris Coût de 100 euros par personne |
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* Usually from 9:30 am to 12:30 pm and from 2:00 pm to 5:00 pm
** You will be informed by the AMF of the date and time of the examination during the training. For other candidates, it is published 10 days before the examinations. The examination date cannot be chosen by the candidate.
The preparatory training for the examination to award a Compliance Officer professional licence should not be confused with the Compliance Officer Training Day which is held once a year. The purpose of this annual training event is to provide you with an opportunity to enhance your knowledge and professional practices.
You are enrolling for the training and/or examination
The procedures for awarding Compliance Officer licences are defined in AMF instruction DOC-2006-09.
Once your enrolment file has been received and reviewed by the AMF, you will receive an email confirming your enrolment for the training and/or examination, which serves as your notice to attend. An invoice will be sent to you at your billing address, which is mandatory and cannot be modified.
The training programme is posted online 15 days before the training.
The list of examination sittings is posted online 8 days before the date of the first examination.
| Conditions préalables | Documents à adresser sur la boite mail rcci [at] amf-france.org: |
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| Inscription à la formation seule | La priorité est donnée aux candidats se présentant à un examen pour l’obtention de la carte professionnelle de RCCI |
Annexe 2 de l'instruction AMF DOC-2006-09 : |
| Inscription à la formation et à l’examen | ll est souhaitable que le candidat à l'examen, lorsqu'il se présente devant le jury,possède déjà une bonne connaissance du prestataire au sein duquel il est appelé à exercer sa fonction et une bonne connaissance de cette fonction. Il doit être titulaire d’une carte temporaire de RCCI obtenue auprès des services de l’AMF. ** |
Annexe 2 de l'instruction AMF DOC-2006-09 :
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| Inscription à l’examen seul | ll est souhaitable que le candidat à l'examen,lorsqu'il se présente devant le jury, possède déjà une bonne connaissance du prestataire au sein duquel il est appelé à exercer sa fonction et une bonne connaissance de cette fonction. Il doit être titulaire d’une carte temporaire de RCCI obtenue auprès des services de l’AMF. *** |
Annexe 2 de l'instruction AMF DOC-2006-09 :
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*** Les changements de RCCI et demandes de cartes temporaires doivent être signalés et obtenues auprès de la Direction de la Gestion d’Actifs de l’AMF en amont du passage des examens (Annexe 4 de l’instruction DOC-2008-03).
Pursuant to Regulation (UE) no 2016/679 of 27 April 2016 and French Data protection Act of 6 January 1978, natural persons may exercise their right of access, rectification, erasure, restriction of processing or to object to processing of their personal data by contacting the AMF :
- By post: AMF - Data Protection Officer - 17 place de la Bourse, 75002 Paris
- By email: accesdopers [at] amf-france.org
Natural persons may also register a complaint concerning the processing of their personal data with the CNIL.
