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Titre clair et concis du tableau06 March 2024 | AMF news release | AMF calls on investment services providers to take account of the specific nature of temporary ownership dismemberment when marketing SCPI units Protecting investors is the AMF's top strategic priority. During a series of short, thematic inspections at four distributor institutions, the AMF found that very little attention was paid to the specific features of temporary ownership dismemberment in the provision of investment services involving units in real estate investment companies (SCPIs… Protecting investors is the AMF's top… |
06 March 2024 | Spot Inspections | Summary of SPOT inspections on the marketing of SCPIs with temporary ownership dismemberment arrangements In accordance with the supervisory priorities of the Autorité des Marchés Financiers (hereinafter, ‘AMF’) for 2023, a series of short thematic inspections (‘SPOT’) were carried out between April and August 2023 on the marketing of units in SCPIs with temporary ownership dismemberment arrangements. The investigations focused on a panel of four… In accordance with the supervisory priorities of the Autorité des Marchés Financiers (hereinafter, ‘AMF’) for 2023, a series of short thematic… |
01 February 2024 | News | The AMF reminds investment firms of the rules for identifying retail investors when reporting transactions The Autorité des Marchés Financiers (AMF) is running a campaign to verify the quality of data in the MiFIR transaction reporting fields relating to retail investors. The Autorité des Marchés Financiers (AMF) is running a campaign to verify the quality of data in the MiFIR transaction reporting… |
01 February 2024 | Article | Data Quality: MiFIR transaction reporting (article 26 of MiFIR) – Fields related to the identification of retail investors In the context of a data quality campaign related to the identification of retail investors in MiFIR transaction reporting, AMF has identified frequent mistakes related to:the identification code for retail investors as buyers or sellers (e.g. CONCAT code for French natural persons),their first and last names,their birth date.AMF reminds that… In the context of a data quality campaign related to the identification of retail investors in MiFIR transaction reporting, AMF… |
06 October 2023 | Public statements | Speech by Benoît de Juvigny, AMF Secretary General - AFME’s 7th Annual European Compliance and Legal Conference – 28 September 2023, Brussels |
03 October 2023 | Policy | Position DOC-2018-04 The AMF adopts the ESMA guidelines on MiFID II product governance requirements (ESMA35-43-3448) for investment services providers. These guidelines, incorporated into position DOC-2018-04, aim to detail the obligations of manufacturers and distributors, particularly with regard to the categories to be taken into account in defining a target market… The AMF adopts the ESMA guidelines on MiFID II product governance requirements (ESMA35-43-3448) for investment services providers. These… |
03 October 2023 | Policy | Position DOC-2019-03 |
28 September 2023 | News | MiFID II product governance requirements: the AMF applies the updated ESMA guidelines The Autorité des Marchés Financiers (AMF) has published an update to its Position DOC-2018-04 to incorporate updates to the guidelines issued by the European Securities and Markets Authority (ESMA) on product governance requirements. The AMF also updates its Position-Recommendation DOC-2006-23 to extend the scope of these revised guidelines… The Autorité des Marchés Financiers (AMF) has published an update to its Position DOC-2018-04 to incorporate updates to the guidelines issued… |
12 June 2023 | News | MiFID II suitability assessment: the AMF applies the updated ESMA guidelines The Autorité des Marchés Financiers (AMF) has published an update to its Position DOC-2019-03 to incorporate updates to the guidelines issued by the European Securities and Markets Authority (ESMA) on certain aspects of the MiFID II suitability requirements. The AMF also updaties its Position-Recommendation DOC-2006-23 to extend the scope of these… The Autorité des Marchés Financiers (AMF) has published an update to its Position DOC-2019-03 to incorporate updates to… |
27 April 2023 | AMF news release | Provision of market data: the AMF conducts a series of SPOT inspections and identifies shortcomings in compliance with requirements The AMF has published a summary of the findings of a series of short, thematic inspections of four firms providing market data. Four years after the entry into force of the obligations imposed by the Markets in Financial Instruments Regulation (MiFIR), the AMF has identified shortcomings in their compliance with the requirements of the European… The AMF has published a summary of the findings of a series of short, thematic inspections of four… |
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