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20 January 2026 | Spot Inspections | Summary of SPOT inspections on the involvement of the compliance function in certain cross-functional processes This SPOT inspection campaign, launched in 2024, constitutes the first instalment devoted to the compliance function and its role in certain cross-functional processes. Focused on investment services providers (hereinafter "ISPs") carrying out corporate and investment banking (hereinafter "FIB") activities, this exercise will continue in 2025 with… This SPOT inspection campaign, launched in 2024, constitutes the first instalment devoted to the compliance function and its role in certain cross… |
01 January 2026 | Policy | Position DOC-2009-29 - |
19 June 2025 | AMF news release | The AMF publishes the findings of its inspections on the verification and assessment of employee knowledge within asset management companies This campaign aims to improve the financial education of investors and contribute to retail investor protection by training professionals to provide appropriate, high-quality services. As a result of these inspections, the AMF is revising its doctrine on the system for verifying the minimum knowledge levels to clarify the expected requirements. This campaign aims to improve the financial education of investors and contribute to retail investor protection by training… |
11 February 2025 | In-depth | Professional certification: AMF examination, internal verification and AMF Sustainable Finance examination The knowledge and competences of financial market professionals are key to a high-quality client relationship. This is particularly important to the AMF. In order to ensure that all financial markets participants have a uniform and common knowledge base in the financial, regulatory and ethical environment, and in sustainable… |
08 April 2024 | AMF news release | The Autorité des Marchés Financiers announces the new composition of the Financial Skills Certification Board The system for verifying the skills and knowledge of the employees of investment services providers and of financial investment advisors relies on the services of the AMF and the Financial Skills Certification Board (HCCP). The latter, chaired by Olympe Dexant-de Bailliencourt, has just been partially renewed. The system for verifying the skills and knowledge of the employees of investment services providers and of financial investment advisors relies on… |
15 February 2024 | Policy | Instruction DOC-2021-03 - Requirements for certification by the AMF of a training organisation to hold the sustainable finance AMF examination |
25 July 2023 | News | The AMF updates its instructions on AMF certification and the sustainable finance module The AMF has decided to update the instructions on the organisation of the AMF and Sustainable Finance examinations, at the suggestion of the Financial Skills Certification Board. The changes will clarify the requirements for organising distance learning examinations and add a Qualiopi certification requirement in addition to the requirement for… The AMF has decided to… |
26 July 2022 | Policy | Instruction DOC-2010-09 - Requirements for certification by the AMF of a training organisation to hold the AMF examination relating to the professional knowledge of market participants |
14 October 2021 | News | Certification in sustainable finance: the AMF names the first certified training organisations Acting on a proposal by the Financial Skills Certification Board (HCCP), the AMF has decided to certify four training organisations to organise the new module for verifying the knowledge of professionals in sustainable finance. Acting on a proposal by the Financial Skills Certification Board (HCCP), the AMF has decided to… |
01 March 2021 | AMF news release | The AMF announces the new composition of the Financial Skills Certification Board The system for verifying the level of knowledge of employees of investment services providers and financial investment advisers relies on the services of the AMF and the Financial Skills Certification Board (HCCP). The HCCP, chaired by Jacqueline Eli-Namer, has been partially renewed. The system for verifying the level of knowledge of employees of investment services providers and financial investment advisers relies on the… |
