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Titre clair et concis du tableau08 February 2021 | Public statements | Speech by Robert Ophèle, AMF Chairman - Afore Consulting – 5th Annual Fintech and Regulation - "Regulatory considerations in an era of digital acceleration", 2-4 February 2021 … close to traditional financial instruments (UCITS shares / AIFM shares / possibly commodity-derivatives) – to be … |
28 December 2020 | News | Full effect of Brexit on 1 January 2021: impact on the asset management sector As the transition period following the exit of the United Kingdom from the European Union draws to a close, the Autorité des Marchés Financiers (AMF) is providing support to asset management companies to help them prepare for the consequences of this exit. … benefit from the passport system provided by the UCITS and AIFM directives to manage UCITS and AIFs based in the UK and … marketing products and services linked to the UCITS and AIFM Directives will no longer be able to be used by the UK … benefit from the passport system provided by the UCITS and AIFM directives to provide investment services in the UK and … |
09 November 2020 | News | Change in authorisation procedures for asset management companies The ROSA extranet, which is to replace the current GECO Extranet, will increase the digitalisation of communication between the AMF and asset management companies. It will be rolled in early 2021. The AMF is therefore updating its Instruction DOC-2008-03 on the authorisation procedure for asset management companies, disclosure obligations and… … valuation of AIF assets for companies authorised under the AIFM Directive. This new format will enable AMCs to update … |
30 September 2020 | Policy | Position DOC-2020-08 … Parliament and of the Council of 19 December 2012 (“AIFM Delegated Regulation”), Articles 321-77 and 321-81 of … Parliament and of the Council of 19 December 2012 (“AIFM Delegated Regulation”), Articles 321-77 and 321-81 of … |
29 September 2020 | AMF news release | The AMF publishes the findings of its SPOT inspections on the valuation of complex financial instruments As part of its short thematic inspections of the practices of asset management companies, the AMF examined how the valuation of complex financial instruments is organised within five companies and the second-level controls they have implemented. In a summary document, the AMF offers an insight into the good and poor practices encountered with a… … the Directive on Alternative Investment Fund Managers (AIFM) sets out obligations whose objective is to ensure that … |
29 September 2020 | Spot Inspections | Summary of SPOT inspections on valuation of complex financial instruments As announced in the AMF’s presentation of its supervision priorities for 2019, the last series of SPOT inspections of asset management companies (AMCs) in 2019 focused on the valuation of complex financial instruments (CFIs). European Directive 2011/61/EU on Alternative Investment Fund Managers (the AIFM directive) introduced specific obligations… … 2011/61/EU on Alternative Investment Fund Managers (the AIFM directive) introduced specific obligations regarding … of EU Delegated Regulation No. 231/2013 supplementing the AIFM Directive with regard to exemptions, general operating … depositaries, leverage, transparency and supervision (the AIFM delegated regulation), “for some assets, especially … |
25 September 2020 | News | Liquidity stress test scenarios for UCITS and AIF funds: the AMF complies with the ESMA guidelines The AMF has confirmed its compliance with the ESMA’s guidelines on liquidity stress test scenarios for UCITS funds and AIFs and has published a new policy to this effect: DOC-2020-08. … guidelines clarify the provisions set out in the UCITS and AIFM directives as well as their implementing provisions. … |
27 July 2020 | Policy | Position - Recommendation DOC-2014-07 Best execution consists of obtaining, when executing orders, the best possible result for clients. The Autorité des marchés financiers (AMF) updates the English version of its position-recommendation DOC-2014-07 on this subject. … which are subject to the provisions of the UCITS or AIFM directives. 11 Recital 106 of MiFID II DR: "This … |
15 July 2020 | News | The AMF publishes its guide to Asset Freezing The AMF has published a guide on asset freezing to help professionals understand the different regimes, clarify the scope of these regimes and remind professionals of their obligations. … investors and whose total asset value is below the AIFM Directive thresholds, managers of European venture … |
24 April 2020 | News | The AMF evaluates AIFM reporting systems in its SPOT inspections A new series of SPOT inspections (“Supervision des Pratiques Opérationnelle et Thématique”) was carried out in 2019, allowing an assessment of the AIFM reporting systems of five asset management companies, with the objective of checking the quality of the data reported to the regulator and of the internal control procedures in place. … The AMF evaluates AIFM reporting systems in its SPOT inspections … The AIFM European directive on alternative investment fund (AIF) … by asset management companies within the framework of AIFM reporting over the 2017-2018 period. For the five … |
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