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Titre clair et concis du tableau18 May 2022 | AMF news release | With the publication of its 2021 annual report, the AMF reviews its five-year strategic plan, #Supervision2022 The AMF has reviewed the actions taken in 2021 to ensure investor protection as well as the smooth operation of financial markets, and assessed them in light of the strategic orientations set for 2018-2022. As this strategic cycle draws to a close in an economic context hard hit by the conflict in Ukraine, the AMF Chairman outlines the main… With the publication of its 2021 annual report, the AMF reviews its five-year strategic plan |
18 May 2022 | Article | The AMF in figures The AMF is an independent public authority responsible for ensuring that savings invested in financial products are protected, providing investors with adequate information and supervising the orderly operation of markets. Review of key regulation figures for 2021. The AMF in figures |
18 May 2022 | Article | Our Social Responsibility At the AMF, we view sustainable development as a major challenge for society. We are committed to including sustainability issues, not only in our strategy towards the market participants we regulate, but also in our daily actions. Sustainable finance is one of the institution’s strategic priorities. In our activity |
11 May 2022 | Article | Obtain the Investment Services Compliance Officer (RCSI) professional licence Are you changing your Investment Services Compliance Officer (RCSI)? Would you like to enrol an employee for the AMF training and/or examination to obtain the RCSI professional licence? You will find all the information you need to report the change and about the RCSI licence here. Annex 1 of Instruction DOC-2014-01: Programme of activity of investment services providers |
05 May 2022 | News | War in Ukraine: the AMF alerts asset management companies In the wake of the current situation in Ukraine and the various economic sanctions imposed by the European Union among others, the AMF calls on asset management companies to be vigilant in several areas. War in Ukraine: the AMF alerts asset management companies |
04 May 2022 | Article | Obtaining a DASP registration/optional licensing Do you want to know in which cases registration with the AMF as a Digital Asset Service Provider (DASP) is mandatory? To obtain an optional licensing? You will find all the information on the subject here, together with the list of registered DASPs and the list of DASPs licensed by the AMF. In which cases is registration with the AMF mandatory? |
04 May 2022 | Enforcement Committee news releases | The AMF Enforcement Committee fines a financial investment advisor and its manager for breaches of their professional obligations In its decision of 26 April 2022, the Enforcement Committee issued a reprimand and imposed a fine of €150,000 on Auvergne Investissement Hôtels. It also banned its chairman, Serge Emery, from exercising the activity of financial investment advisor for a period of five years and fined him €50,000. The AMF Enforcement Committee fines a financial investment advisor and its manager for breaches |
28 April 2022 | Article | Our Governance The Autorité des Marchés Financiers has two distinct collegial bodies: the Board, chaired by the AMF Chairman, and the Enforcement Committee. The Chairman appoints a Secretary General. Focus on our governance. The AMF’s governance bodies |
28 April 2022 | AMF news release | Appointments in the Investigations Directorate and the Asset Management Directorate Marianick Darnis Lorca, hitherto Deputy Head of the Investigations Directorate, has been appointed Head of Investigations. She takes over from Laurent Combourieu, who recently took charge of the AMF's activities relating to Chief Compliance and Internal Control Officers (RCCI) and Chief Investment Services Compliance Officers (RCSI). Darnis Lorca Marianick Marianick Darnis Lorca joined the AMF’s Investigations Directorate in 2015 |
20 April 2022 | AMF news release | The AMF Ombudsman publishes her 2021 Annual Report Marielle Cohen-Branche, Ombudsman of the Autorité des Marchés Financiers (AMF), has presented her latest annual report at a press conference. 2021 was a year characterised by an unprecedented number of requests and recommendations. Disputes related to "PEA" personal equity savings plans were the prime reason for case referrals, ahead of employee… The AMF Ombudsman publishes her 2021 Annual Report |
