27 January 2021 | AMF news release | The AMF publishes a dashboard of active retail investors on the stock market The AMF will be publishing a quarterly review of retail investors who have placed at least one buy or sell order on the stock exchange during the previous three months. It has just published the first edition of this dashboard, covering the period from January 2018 to December 2020.… The AMF publishes a dashboard of active retail investors on the … active throughout 2020, following on from the peak in activity seen in Q1. A study published by the AMF in April 2020 showed that more than 150,000 new retail … |
18 January 2021 | Policy | Position - Recommendation DOC-2019-15 … 2019 This translation is for information purposes only 1/9 AMF POSITION - RECOMMENDATION DOC-2019-15 GUIDANCE ON THE … Articles 320-20, 320-22 321-147, 321-149 and 560-9 of the AMF General Regulation The purpose of the risk-based approach … to identify the risks to which it is exposed through its activity, the obliged entity must analyse: The nature of … |
18 January 2021 | Policy | Position DOC-2019-18 The obligation to report to TRACFIN is a complement to due diligence obligations with respect to clients. DOC-2019-18 specifies the scope of application of this obligation, presents the analysis process that may lead, where applicable, to a suspicious transaction report, and provides information on these practical arrangements.… This translation is for information purposes only 1/13 AMF POSITION DOC-2019-18 GUIDELINES ON THE OBLIGATION TO … 321-147, 325-22, 325-62, 560-9, 560-10 and 560-11 of the AMF General Regulation Preventing money laundering and … imprisonment (L. 561-15 I) Almost all forms of criminal activity are covered, including breach of trust, misuse of … |
18 January 2021 | Policy | Position DOC-2019-17 DOC-2019-17 presents the particular due diligence measures provided by the regulations for those persons who are exposed to particular risks on account of the political, jurisdictional or administrative functions performed by them or those around them. These guidelines have been updated to take account of the provisions transposing the 4th…… 2019 This translation is for information purposes only 1/6 AMF POSITION DOC-2019-17 GUIDELINES ON THE CONCEPT OF … and Articles 321-147, 320-20, 325-22 and 325-62 of the AMF General Regulation By the terms of Article L. 561-10 2° … on behalf of the PEP, or in the significance of that activity for a single transaction; iii. The relationship must … |
14 January 2021 | AMF news release | Appointment to the AMF Board Arnaud Oseredczuk has been appointed to the Board of the Autorité des Marchés Financiers by the first president of the French Cour des comptes.… Appointment to the AMF Board … Photo A. Oseredczuk A graduate of Ecole des Mines … of the Cour des comptes, Arnaud Oseredczuk joins the AMF Board where he will replace Jean de Gaulle. As a … release … Journalists … Appointment to the AMF Board … AMF activity … Appointment … Institutional … |
11 January 2021 | Annual Report | 2021 Priorities for the Autorité des Marchés Financiers The AMF sets out in this document its priorities for 2021. They are based on the strategic objectives defined by the institution in its plan #Supervision2022. In a particularly challenging economic and financial environment, the AMF is committed to the following priorities for 2021: be fully engaged to overcome the Covid-19 pandemic crisis,…… des Marchés Financiers … Télécharger le contenu The AMF sets out in this document its priorities for 2021. They … challenging economic and financial environment, the AMF is committed to the following priorities for 2021: be … for the Autorité des Marchés Financiers … Strategy … AMF activity … |
28 December 2020 | Enforcement Committee news releases | The AMF Enforcement Committee fines a management company and its chairman for breaches of their professional obligations In its decision of 18 December 2020, the Enforcement Committee issued a warning to a management company in compulsory liquidation and its chairman for breaching several of their professional obligations.… The AMF Enforcement Committee fines a management company and its … some 500 client accounts under its management mandate activity. The Enforcement Committee first found breaches by … lodged against this decision. … Main appeal lodged by the AMF’s Chairman before the Conseil d'Etat against decision … |
23 December 2020 | Enforcement Committee news releases | The AMF Enforcement Committee fines a financial investment advisor and its manager for breaches of their professional obligations In its decision of 18 December 2020, the Enforcement Committee issued a reprimand and imposed a fine of €10,000 on Digne Conseils & Gestion and its manager at the time of the facts for having marketed four products that were not authorised in France and for failing to provide mandatory information to its clients in the context of the marketing…… The AMF Enforcement Committee fines a financial investment … the mandatory registration or authorisation by the AMF. The Enforcement Committee stated that the fact that a … & Gestion had breached its obligation to carry out its activity with the competence, care and diligence required in … |
23 December 2020 | News | The AMF publishes a study on climate reporting according to the Task Force on Climate-related Financial Disclosures (TCFD) framework The AMF assessed the implementation of the TCFD framework by 10 French financial institutions, based on an in-depth analysis of their reports and interviews. This study highlights the main difficulties faced and presents good practices and next steps in order to support the institutions who choose to disclose climate risks and opportunities…… The AMF publishes a study on climate reporting according to the … socio-environmental materiality (impact of the company's activity on the environment or society). … How does a group … this in-depth analysis of TCFD's reporting practices, the AMF wants to contribute to the work that begins with these … |
11 December 2020 | Article | Our People It is our staff who are behind our excellence. Their professionalism, skills and commitment at the service of the public interest contribute each day to making the AMF a flagship regulator. Meet our teams.… skills. Our staff is committed and proud to work for the AMF on a public interest mission, as is displayed by the … of the social survey conducted in 2019. Each year, the AMF recruits employees who, in addition to their technical … … Listed companies and issuers … Our People … AMF activity … Institutional … Human Resources policy … |
Head of publications: The Executive Director of AMF Communication Directorate. Contact: Communication Directorate – Autorité des marches financiers 17 place de la Bourse – 75082 Paris cedex 02