26 May 2023 | Public statements | Speech by Marie-Anne Barbat-Layani, AMF Chair, The AMF: "a pivotal position at the heart of financial regulation" - General Assembly of the French Association of Corporate Treasurers - 20 April 2023 … To achieve these objectives, over and above public policy actions, there is a need for a profound and rapid … to adapt business models, strategies, policies and actions to ESG risks and opportunities. The issue of … |
08 May 2023 | | Article 322-71-1 Book III - Service providers > Title II - Other service providers > Chapter I - Custody account-keepers > Section unique - Provisions relating to custody account-keeping - terms of reference for the custody account-keeper > Sub-section 4 - Professional obligations of the issuer entities considered in their capacity as custody account-keepers and… … malfunctions and to implement the appropriate corrective actions. Information about the procedure for handling … malfunctions and to implement the appropriate corrective actions. Information about the procedure for handling … |
08 May 2023 | | Article 441-2 Book IV - Collective investment products > Title IV - Miscellaneous assets … malfunctions and to implement the appropriate corrective actions. Information on the complaint handling procedure … malfunctions and to implement the appropriate corrective actions. Information on the complaint handling procedure … |
08 March 2023 | AMF news release | Shareholder dialogue on environmental and climate issues Questions regarding environmental and climate issues are becoming a major challenge for companies especially listed companies. All stakeholders, including investors, have increased their expectations, notably on the occasion of listed companies’ annual general meetings. … on "the plans of the undertaking, including implementing actions and related financial and investment plans, to ensure … |
23 February 2023 | Ombudsman’s Blog | Mini-tender offers for US equities: watch out for traps! Certain unregulated corporate actions relating to companies listed in the United States, called "mini-tender offers", may have been sent on by French account-keepers to French shareholders holding such US securities. However, when investigating the case that I will present to you this month, I noted that one of them was inevitably unfavourable for… … tenders", reported by the account-keepers as corporate actions, should not be confused with public offers, subject … making an informed decision. Certain unregulated corporate actions relating to companies listed in the United States, … … Certain unregulated corporate actions relating to companies listed in the United States, … |
17 February 2023 | News | Termination of membership towards Indian central counterparties: a transition period planned for the French credit institutions Taking into account the significant impact for some French credit institutions of the withdrawal decision by ESMA of the recognition of six Indian CCPs, the AMF, jointly with the ACPR and the Banque de France, invite those credit institutions currently clearing members to provide the AMF and the ACPR with a transitional plan ensuring that the… … dated 31/10/2022) Decision of AMF/ACPR and BaFin regarding actions relating to their domestic participants in Indian … |
16 February 2023 | Policy | Instruction - Position - Recommendation DOC-2019-12 … applicable the role of the firm with respect to corporate actions relating to client instruments and the terms on which … |
12 January 2023 | News | Artificial intelligence, towards new contributions for regulators On the occasion of a study on the use of Data Science for supervisory purposes, the Autorité des marchés financiers (AMF) has explored the potential offered by natural language processing technologies in the analysis of documents prepared by listed companies. The regulator has focused its first experiment on the communication by companies of the… … use of automated processing to support the supervisory actions of regulators. However, the automatic processing of … |
10 January 2023 | Annual Report | Action priorities of the Autorité des marchés financiers for 2023 In this document, the AMF presents its action priorities for 2023, the first year following the five-year #Supervision2022 strategic plan. In a context of high uncertainty, facing with new challenges and after a period of unprecedented health crisis that had marked previous years, actions of the AMF will focus primarily on four areas: promoting a… … health crisis that had marked previous years, actions of the AMF will focus primarily on four areas: … health crisis that had marked previous years, actions of the AMF will focus primarily on four areas: … |
23 December 2022 | News | Marie-Anne Barbat-Layani to chair ESMA's Investor Protection Standing Committee The European Securities and Markets Authority (ESMA) has renewed the governance of its standing committees. It has elected the AMF Chair as chair of its Investor Protection Standing Committee. … her commitment to continuing and strengthening the AMF's actions in this area and to stepping up its educational … |