02 June 2022 | Public statements | Keynote speech by Robert Ophèle, AMF Chairman - WFC2022 Conference organized by ECSDA: "Contribution of Central Securities Depositories to local and global economies" - 30th May 2022 … management services or administration of corporate actions and redemptions, contribute to enhancing the safety … exchange of information, for coordination of supervisory actions, with a focus on issues relating to the provision of … |
18 May 2022 | AMF news release | With the publication of its 2021 annual report, the AMF reviews its five-year strategic plan, #Supervision2022 The AMF has reviewed the actions taken in 2021 to ensure investor protection as well as the smooth operation of financial markets, and assessed them in light of the strategic orientations set for 2018-2022. As this strategic cycle draws to a close in an economic context hard hit by the conflict in Ukraine, the AMF Chairman outlines the main… … report 2021 (In French only) The AMF has reviewed the actions taken in 2021 to ensure investor protection as well … … The AMF has reviewed the actions taken in 2021 to ensure investor protection as well … |
13 May 2022 | Enforcement Committee news releases | The AMF Enforcement Committee fines a Dutch trading firm and three Dutch traders for price manipulation In its decision of 6 May 2022, the Enforcement Committee imposed fines of between €80,000 and €400,000 on Nyenburgh Holding B.V. and on Rob Kamsteeg, Dionisius Johannes Henricus Van Tilborg and Diede Mink Van Den Ouden. … purchase or sale of these securities, through their rapid actions on large volumes of the securities in question at the … |
04 May 2022 | Acteur liste noire | www.top-placements-2022.com/comparateur-actions-2022 … www.top-placements-2022.com/comparateur-actions-2022 … www.top-placements-2022.com/comparateur-actions-2022 Other unauthorised entity www.top-placements-2022.com/comparateur-actions-2022 … /en/wwwtop-placements-2022comcomparateur-actions-2022 … www.top-placements-2022.com/comparateur-actions-2022 … … |
20 April 2022 | AMF news release | The AMF Ombudsman publishes her 2021 Annual Report Marielle Cohen-Branche, Ombudsman of the Autorité des Marchés Financiers (AMF), has presented her latest annual report at a press conference. 2021 was a year characterised by an unprecedented number of requests and recommendations. Disputes related to "PEA" personal equity savings plans were the prime reason for case referrals, ahead of employee… … Another key feature of 2021: the large number of corporate actions (takeover bids, delistings, capital increases, etc.), … |
30 March 2022 | Enforcement Committee news releases | The AMF Enforcement Committee fines a biotech company for failing to disclose inside information as soon as possible, and one of its co-founders and one of its shareholders for unlawful disclosure or use of inside information In its decision of 24 March 2022, the Enforcement Committee imposed a fine of €1 million on AB Science for failing to disclose inside information as soon as possible, relating to the strong likelihood of receiving an unfavourable opinion for a marketing authorisation application for a medicinal product. It also imposed fines of €50,000 and €500… … to refrain from using this inside information, both for actions taken on his own behalf and for those taken on behalf … |
21 March 2022 | Policy | Position - Recommendation DOC-2014-06 The AMF recommendation DOC-2014-06 details the expectations of the AMF for the operation and organisation of compliance, risk management, internal monitoring and periodic control functions within asset management companies (AMCs). This guide specifies, notably, how different control functions should be structured and is aimed at AMCs that manage… … include a set of resources, behaviours, procedures and actions tailored to the specific characteristics of each … include a set of resources, behaviours, procedures and actions tailored to the specific characteristics of each … include a set of resources, behaviours, procedures and actions tailored to the specific characteristics of each … |
11 March 2022 | Enforcement Committee news releases | The AMF Enforcement Committee sanctions a media company and its director for making investment recommendations without mentioning conflicts of interest and for price manipulation In its decision of 4 March 2022, the Enforcement Committee fined Le Quotidien de Paris Editions and its director and editor, Nicolas Miguet, €600,000 and €200,000 respectively. However, the Committee exonerated Nicolas Miguet & Associés, which had been accused of price manipulation. … particularly serious breaches of the regulations. Their actions had adversely affected investor information and the … |
26 January 2022 | Article | Discuss with the AMF about my project Do you have an innovative project in preparation in the investment services sector and would you like to obtain information on the applicable regulations? Would you like to discuss with the AMF about a project to issue tokens (ICOs)? Would you like information on the status of a Digital Asset Service Provider (DASP)? Find all the useful… … and Digital Finance division: Innovation: focus on the actions carried out by the AMF Innovation: focus on the actions carried out by the AMF In conjunction with the ACPR … |
26 January 2022 | In-depth | Innovation : focus on the actions carried out by the AMF The rapid growth of new technologies has put innovation at the heart of discussions about financial markets. For several years now, and under its #Supervision2022 Strategic Plan, the AMF has been fully committed to this issue and has supported stakeholders in the transformation of the financial sector. Here we focus on the actions carried out by… … Innovation : focus on the actions carried out by the AMF … The AMF's commitments … The … of the financial sector. Here we focus on the actions carried out by the AMF in favour of financial … of the financial sector. Here we focus on the actions carried out by the AMF in favour of financial … |