16 May 2023 | Policy | Instruction DOC-2014-01 … 8 Article 12 – Annual statistics … shall be considered to be closely linked. Article 12 – Annual statistics No later than four months after the close … provide order execution for third parties are required to report the information required by the AMF, as specified in … |
08 May 2023 |
| Article 314-32 Book III - Service providers > Title I - Investment services providers > Chapter IV - Conduct of business rules > Section 9 - Reporting to the AMF… Article D. 533-16-1 of the Monetary and Financial Code, an annual report containing the information referred to in III of the … be sent to the AMF within one month of publication of the annual report referred to in the first paragraph of this … |
08 May 2023 |
| Article 319-28 Book III - Service providers > Title I bis - Asset management companies of AIFs > Chapter IV - Conduct of business rules > Section 6 - Reporting to the AMF… within six months of the end of the financial year, an annual report containing the information mentioned in paragraph III … be sent to the AMF within one month of publication of the annual report referred to in the first paragraph of this … |
08 May 2023 |
| Article 321-135-1 Book III - Service providers > Title I ter - Asset management companies of UCITS > Chapter IV - Conduct of business rules > Section 6 - Reporting to the AMF… within six months of the end of the financial year, an annual report containing the information mentioned in paragraph III … be sent to the AMF within one month of publication of the annual report referred to in the first paragraph of this … |
27 April 2023 | AMF news release | Equity savings plans : the AMF working group proposes avenues for improvement The Autorité des Marchés Financiers (AMF) has published the report of the working group set up in September 2022 to analyse the difficulties encountered by some retail investors in using their equity savings plans (PEAs), in particular with transfer times. The report sets out some 15 practical proposals aimed at remedying the problems identified…… PEA securities accounts at the end of 2022. In this report, the working group chaired by AMF Board member … practical sheet for this purpose, which is appended to the report); Explicitly inform retail investors of any … professionals to improve practices and to provide an annual update on progress through the France Post-Marché … |
09 March 2023 | Article | The mediation Charter … Transparency: The Ombudsman presents an annual report reviewing his activities to the AMF Board. This report is published. … Article 5– MEDIATION PROCESS … … |
08 March 2023 | AMF news release | Shareholder dialogue on environmental and climate issues Questions regarding environmental and climate issues are becoming a major challenge for companies especially listed companies. All stakeholders, including investors, have increased their expectations, notably on the occasion of listed companies’ annual general meetings.… performance statement must include in the management report a detailed presentation of their business model, their … dialogue on their climate strategy in the context of their annual general meeting, but also on a regular basis, ahead of … to shareholders for approval, as is the case for the annual financial statements. The AMF does not have authority … |
16 February 2023 | Policy | Position - Recommendation DOC-2011-24 … the instrument; - Marketing materials shall not present an annual performance indicator (20% for instance) along with a … not base their communication on the distribution of a high annual yield while capital is not guaranteed in fine; - … that provide details on these aspects (voting and dialogue report). The AMF recommends that any fund marketed in France … |
16 February 2023 | Policy | Position - Recommendation DOC-2011-05 … objective: “The investment objective is to achieve an annual performance equal to the EONIA plus 1.40% for units I … International Performances Standards shall, present the annual performances; - The performances of the fund are … of the method defined by the independent expert in his report shall be displayed in item “Practical information” of … |
10 January 2023 | Annual Report | Supervisory priorities of the Autorité des marchés financiers for 2023 In this document, the AMF presents the supervisory themes for the year 2023 for professionals subject to its supervision working in the fields of asset management, intermediation and market infrastructures, as well as in the financial instruments’ distribution and investment advice. These priorities reflect the growth of a EU-level supervisory…… of the Autorité des marchés financiers for 2023 … Annual Report … Other professionals … Executive & other … |
Head of publications: The Executive Director of AMF Communication Directorate. Contact: Communication Directorate – Autorité des marches financiers 17 place de la Bourse – 75082 Paris cedex 02