13 January 2026 | Article | Our priorities for Action and Supervision Each year, the AMF publishes its action and supervisory priorities. Aiming to guide the action of the AMF throughout the year, these priorities reflect the requirements of the Institution which works daily to protect investors and the attractiveness of the Paris financial center thanks to quality control. … They cover the following areas: … Priority in relation to anti-money laundering and countering the financing o terrorism (AML/CFT) … |
08 January 2026 | Enforcement Committee news releases | The AMF Enforcement Committee fines an asset management company and its directors for breaches of their professional obligations In its decision of 31 December 2025, the Enforcement Committee imposed fines of €200,000, €70,000 and €35,000 respectively on M Capital Partners and its directors, Rudy Secco and Stéphanie Minissier, for breaches of several professional obligations between August 2019 and December 2023. … of conflicts of interest, that M Capital Partners' anti-money laundering and combating the financing of terrorism (AML/CFT) … |
30 December 2025 | Policy | Position DOC-2025-02 - EBA guidelines on internal policies, procedures and controls to ensure implementation of restrictive measures The AMF applies the European Banking Authority (EBA) Guidelines on internal policies, procedures and controls to ensure implementation of Union and national restrictive measures (the 2024/15 Guidelines). In particular, these guidelines specify the requirements applicable to the internal policies, procedures and controls that CASPs (and DASPs… … providers Investment management companies Asset management Anti-money Laundering Policy The AMF applies the European Banking … |
18 December 2025 | Article | Obtaining a DASP registration/optional licensing Do you want to know in which cases registration with the AMF as a Digital Asset Service Provider (DASP) is mandatory? To obtain an optional licensing? You will find all the information on the subject here, together with the list of registered DASPs and the list of DASPs licensed by the AMF. … (ACPR), checks that you comply with the regulations on Anti-Money Laundering and Combating the Financing of Terrorism … |
16 December 2025 | Enforcement Committee news releases | The AMF Enforcement Committee fines an asset management company and its former director a total of €500,000 In its decision of 10 December 2025, the Enforcement Committee imposed fines of €400,000 and €100,000 respectively on the asset management company Novaxia Investissement and one of its former directors, Joachim Azan, for having breached several professional obligations. … client categorisation, and due diligence in terms of anti-money laundering and combating the financing of terrorism. The … |
12 November 2025 | Enforcement Committee news releases | The AMF Enforcement Committee fines a financial investment advisor and its two directors a total of €2.5 million Please note that the French version of this press release was published on 6 November 2025.In its decision of 5 November 2025, the Enforcement Committee imposed fines of €300,000, €200,000 and €2 million respectively on Carat GP and its directors, Jimmy Guinet and Sébastien Renaud. It also imposed a permanent ban on Carat GP and Mr Renaud from… … managing conflicts of interests, handling complaints, and anti-money laundering and combatting the financing of terrorism … |
23 September 2025 | Enforcement Committee news releases | The AMF Enforcement Committee fines an asset management company and its two managers a total of €1.3 million Please note that the French version of this press release was published on 16 September 2025.In its decision of 15 September 2025, the Enforcement Committee imposed fines of €600,000, €500,000 and €200,000 respectively on the asset management company Altaroc Partners and its senior managers, Maurice Tchenio and Patrick de Giovanni, for breaches of… … carried out the requisite due diligence in terms of anti-money laundering and combating the financing of terrorism on the … |
16 September 2025 | Enforcement Committee news releases | The AMF Enforcement Committee fines an asset management company for breaches of its professional obligations In its decision of 9 September 2025, the Enforcement Committee imposed a fine of €400,000 on Eternam for breaches of several of its professional obligations. … services. Finally, the Committee found that Eternam's anti-money laundering and combating the financing of terrorism (AML/CFT) … |
19 June 2025 | AMF news release | The AMF publishes the findings of its inspections on the verification and assessment of employee knowledge within asset management companies This campaign aims to improve the financial education of investors and contribute to retail investor protection by training professionals to provide appropriate, high-quality services. As a result of these inspections, the AMF is revising its doctrine on the system for verifying the minimum knowledge levels to clarify the expected requirements. … systems of these asset management companies with regard to anti-money laundering and terrorist financing, and sustainable finance. … |
23 May 2025 | In-depth | The European EMIR Regulation The European EMIR Regulation introduced obligations for derivatives market participants: financial or non-financial counterparties carrying out one or more transactions on these markets, central counterparties and trade repositories. With the entry into force of EMIR III, this regulatory framework is evolving to make European central… … by the requirement not to be on a blacklist (in terms of anti-money laundering and countering the financing of terrorism, and in … |
