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Titre clair et concis du tableau18 January 2021 | Policy | Position DOC-2019-17 DOC-2019-17 presents the particular due diligence measures provided by the regulations for those persons who are exposed to particular risks on account of the political, jurisdictional or administrative functions performed by them or those around them. These guidelines have been updated to take account of the provisions transposing the 4th… … services providers Investment management companies Anti-money Laundering Investment services Investment advice Policy … |
03 December 2020 | News | Asset freezing: reinforcement of the system by order In accordance with the Pacte Law, the government published an order on 4 November 2020 to reinforce the asset-freezing system. It will be accompanied by a decree of the Council of State. Below is a focus on the effects for market participants … and legal entities, and not only by persons subject to anti-money laundering and counter-financing of terrorism (AML/CFT) … |
26 November 2020 | AMF news release | Asset management: the AMF finds the effectiveness of internal control outsourcing processes to be too disparate As part of its SPOT thematic inspections, the AMF examined how seven asset management companies (AMCs) outsourced internal control to three firms. The inspections were aimed at encouraging good practice in the selection and monitoring of service providers, and in the periodic review of the quality of their work. … four issues below: investment and valuation processes, the anti-money laundering and combating the financing of terrorist, … |
23 November 2020 | AMF news release | The AMF and ACPR remind service providers that the transitional period for conducting business on digital assets without registration ends on 18 December 2020 The Autorité des Marchés Financiers (AMF) and the Autorité de Contrôle Prudentiel et de Résolution (ACPR) are reminding service providers who were engaged in the provision of digital asset custody services for third parties or the purchase and sale of digital assets in legal tender prior to the entry into force of the Pacte Law, that they have… … system to ensure compliance with the obligations under the anti-money laundering and combating the financing of terrorism (AML/CFT) … |
22 September 2020 | AMF news release | Digital assets: the AMF describes its requirements for DASP registration or license The Autorité des Marchés Financiers (AMF) has published a Q&A that presents the key points of the digital asset service provider regime created under the PACTE Law. It answers the most frequently asked questions from French and international businesses that wish to apply for DASP registration or license. … The document also sets out the obligations regarding anti-money laundering and counter-financing of terrorism, as well as the … |
16 July 2020 | Professional guide | Guide to asset freezing The purpose of this guide is to help professionals understand the different regimes, clarify the scope of these regimes and remind professionals of their obligations. … providers … Guide to asset freezing … Asset management … Anti-money Laundering … |
15 July 2020 | News | The AMF publishes its guide to Asset Freezing The AMF has published a guide on asset freezing to help professionals understand the different regimes, clarify the scope of these regimes and remind professionals of their obligations. … regimes. They involve, for regulated entities subject to anti-money laundering and counter-financing of terrorism (AML/CFT) … |
02 July 2020 | News | Money Laundering and Terrorist Financing: threats and risks in times of health crisis The AMF draws the attention of portfolio asset management companies, financial investment advisors, crowdfunding advisors and digital asset service providers to changes in the risks of money laundering and terrorist financing in the particular context of the worldwide health crisis. The Financial Action Task Force (FATF) and TRACFIN are publishing… … Money Laundering and Terrorist Financing: threats and risks in … … Read more … • FATF Report on COVID-19-related money laundering and terrorist financing – risks and policy … Financing: threats and risks in times of health crisis … Anti-money Laundering … Covid-19 … Asset management … |
30 January 2020 | News | Money laundering and terrorist financing: the AMF publishes its sector risk assessment The AMF publishes its sector risk assessment on money laundering and terrorist financing (ML/TF). This is a version, for professionals under AMF supervision, of the national risk assessment (NRA) published on 20 September 2019 by the Steering Committee on the Fight against Money Laundering and Terrorist Financing (COLB: Conseil d’orientation de la… … Money laundering and terrorist financing: the AMF publishes its sector risk assessment … A better understanding of money laundering and terrorist financing risks … The … financing: the AMF publishes its sector risk assessment … Anti-money Laundering … |
28 January 2020 | Report / study | Sector risk assessment on money laundering and terrorist financing The AMF's Sector Risk Assessment (SRA) on money laundering and terrorist financing (ML/TF) adapts, for the professionals under its supervision, the National Risk Analysis (NRA) published on 20 September 2019 by the Steering Committee on the Fight against Money Laundering and Terrorist Financing (COLB: Conseil d’orientation de la lutte contre le… … Sector risk assessment on money laundering and terrorist financing … Télécharger le contenu The AMF's Sector Risk Assessment (SRA) on money laundering and terrorist financing (ML/TF) adapts, for … assessment on money laundering and terrorist financing … Anti-money Laundering … |
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