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Titre clair et concis du tableau17 April 2024 | Article | Obtaining a DASP registration/optional licensing Do you want to know in which cases registration with the AMF as a Digital Asset Service Provider (DASP) is mandatory? To obtain an optional licensing? You will find all the information on the subject here, together with the list of registered DASPs and the list of DASPs licensed by the AMF. … (ACPR), checks that you comply with the regulations on Anti-Money Laundering and Combating the Financing of Terrorism … |
14 March 2024 | News | Combatting money laundering and terrorist financing: AMF applies two sets of European Banking Authority guidelines The AMF has updated its Position 2019-14 on risk factors and published a new Position 2024-02 on the provision of access to financial services to take account of two sets of EBA guidelines. … Combatting money laundering and terrorist financing: AMF applies two sets of … financial institutions should consider when assessing the money laundering and terrorist financing risk associated with … European Banking Authority guidelines … Asset management … Anti-money Laundering … |
12 March 2024 | Policy | Position DOC-2019-14 The AMF applies the European Supervisory Authorities' Joint Guidelines, which explain the relevant ML/TF risk factors that financial sector professionals should consider to best adjust the scope of their customer due diligence measures. Chapters 8 and 9 of Title III of the Guidelines include sectoral developments relating to individual asset… … Guidelines on risk factors … Investment services providers Anti-money Laundering Policy … Textes de référence … Articles L. … |
12 March 2024 | Policy | Position DOC-2024-02 The AMF applies the Guidelines of the European Banking Authority on policies and controls for the effective management of money laundering and terrorist financing (ML/TF) risks when providing access to financial services (EBA/GL/2023/04). In particular, these guidelines aim to limit risk-mitigating practices that exclude certain types of client. … … Investment management companies Asset management Anti-money Laundering Policy The AMF applies the Guidelines of the … |
26 January 2024 | Public statements | Speech by Marie-Anne Barbat-Layani, AMF Chair - New Year address to the financial centre - Thursday 18 January 2024 … that Paris will also have the honour of hosting the future Anti-Money Laundering Authority (AMLA). In 2023, we defined our "Impact … |
16 January 2024 | Enforcement Committee news releases | AMF Enforcement Committee fines a financial investment advisor and its director for breach of professional obligations In its decision of 9 January 2024, the Committee imposed a temporary ban of 2 years on each of the respondents, SPI and its director at the time of the events, Mr Vincent Rhodes, from exercising the activity of financial investment advisor. It also imposed a fine of €20,000 on SPI and €10,000 on Mr Rhodes. … SPI had failed to comply with its obligations regarding anti-money laundering and combating the financing of terrorism. The … |
01 January 2024 | Policy | Instruction DOC-2019-24 … system of requirements … Fintech Crypto-assets Anti-money Laundering Regulatory developments Policy This instruction … |
01 January 2024 | Policy | Instruction DOC-2019-23 … which they are applying. 1.3. Information relating to the anti-money laundering and terrorist financing system (AML- CFT) 1.3.1. … |
22 December 2023 | Ombudsman’s Blog | Failure to reply to a Know Your Customer questionnaire: different consequences depending on whether the questionnaire is intended to assess the client or to combat money laundering The Know Your Customer questionnaires submitted by financial institutions pursue specific objectives in the business relationship between them and investors: to provide a service tailored to their clients and to comply with their anti-money laundering obligations.I had the opportunity to go over these objectives and the different consequences of… … is intended to assess the client or to combat money laundering … Facts … Mr L, who has a securities account with … his investor profile, and to comply with the applicable anti-money laundering and terrorist financing (AML/CFT) … |
14 December 2023 | Policy | Position - Recommendation DOC-2012-19 … This translation is for information purposes only 3.2.10. Anti-money laundering and the financing of terrorism … |
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