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Titre clair et concis du tableau07 July 2022 | Policy | Position DOC-2022-02 The AMF complies with the revised guidelines of the European Banking Authority on the characteristics of a risk-based approach to the supervision of anti-money laundering and combating the financing of terrorism, and the steps to be taken when conducting supervision on a risk-sensitive basis in accordance with Article 48, paragraph 10 of Directive… … EBA guidelines on risk-based supervision with regard to anti-money laundering and combating the financing of terrorism - Comply … |
02 June 2022 | Enforcement Committee news releases | The AMF Enforcement Committee fines a financial investment advisor and its manager for breaches of their professional obligations In its decision of 25 May 2022, the Enforcement Committee banned Audit Patrimoine Conseil and its manager, Serge Monin, from exercising the activity of financial investment advisor for a period of 10 years and also imposed a fine of €150,000 on Mr Monin. … that Audit Patrimoine Conseil did not have an operating anti-money laundering and anti-terrorist financing procedure and that it … |
04 April 2022 | News | The AMF and TRACFIN sign a new cooperation protocol On Thursday 31 March, AMF Chairman Robert Ophèle and Guillaume Valette-Valla, the Director of France's financial intelligence unit (TRACFIN), signed a protocol at AMF headquarters, updating the legal framework for collaboration between the two authorities. … protocol … Photo AMF Tracfin The fight against money laundering and terrorist financing (AML-CFT) is one of the … … The AMF and TRACFIN sign a new cooperation protocol … Anti-money Laundering … Asset management … |
26 January 2022 | In-depth | Innovation : focus on the actions carried out by the AMF The rapid growth of new technologies has put innovation at the heart of discussions about financial markets. For several years now, and under its #Supervision2022 Strategic Plan, the AMF has been fully committed to this issue and has supported stakeholders in the transformation of the financial sector. Here we focus on the actions carried out by… … offered and optional approval in order to strengthen the anti-money laundering and counter-terrorism financing framework. The AMF … |
24 November 2021 | News | Money laundering and terrorist financing: the AMF applies EBA guidelines on risk factors The Autorité des Marchés Financiers applies the guidelines of the European Banking Authority (EBA) on money laundering and terrorist financing (ML/TF) risk factors and revises AMF position DOC-2019-14. … Money laundering and terrorist financing: the AMF applies EBA … the guidelines of the European Banking Authority (EBA) on money laundering and terrorist financing (ML/TF) risk factors … EBA guidelines on risk factors … Asset management … Anti-money Laundering … |
29 October 2021 | Public statements | Speech by Robert Ophèle, AMF Chairman - Banque de France/University of Orléans conference: "Crypto-assets and cybersecurity: innovations and issues - Challenges facing the regulation of crypto-assets" (University of Orléans) –15 October 2021 … we know that they constitute a breeding ground for: money laundering and the financing of illegal activities, with … the AMF after a favourable opinion from the ACPR on the anti-money laundering and anti-terrorist financing measures … |
29 July 2021 | Bilateral MoU | SEC-2021- MoU to allow French Security Based Swap Dealers (SBSD) to benefit from a substituted compliance regime Memorandum of understanding between the Securities and Exchange Commission of the United States, the Autorité des marchés financiers of France and the Autorité de contrôle prudentiel et de résolution of France, concerning consultation, cooperation and the exchange of information related to the Supervision and oversight of certain cross-border over… … or regulatory requirements applicable in France under the Anti-Money Laundering Directive, Directive (EU) 2015/849, in each case … |
29 July 2021 | Bilateral MoU | SEC-2021- MoU regarding the regime applicable to Security Based Swap Dealers (SBSD) in the U.S Memorandum of understanding between the Securities and Exchange Commission of the United States, the Autorité des marchés financiers of France and the Autorité de contrôle prudentiel et de résolution of France, concerning consultation, cooperation and the exchange of information related to the Supervision and oversight of certain cross-border over… … or regulatory requirements applicable in France under the Anti-Money Laundering Directive, Directive (EU) 2015/849, in each case … |
29 July 2021 | News | AMF is warning retail investors on the importance of consulting the white list of digital asset service providers (DASPs) The AMF is calling on the extreme vigilance of retail investors when dealing with offers to invest in crypto-assets. The regulatory authority reminds of the existence of a white list of DASPs registered on its website and the importance of referring to it before considering an investment in crypto-assets. … on the good repute of the managers and on the anti-money laundering system, and as such, it provides a guarantee of … |
07 July 2021 | Enforcement Committee news releases | The AMF Enforcement Committee fines an asset management company specialising in real estate for breaches of its professional obligations In its decision of 2 July 2021, the Enforcement Committee imposed a financial penalty of €250,000 on Perial Asset Management. … breaches relating to the asset management company’s anti-money laundering and counter-financing of terrorism (AML/CFT) … |
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