08 October 2024 | News | AMF amends its Programme of Operations Guide for Asset Management Companies The AMF has updated its Programme of Operations Guide for Asset Management Companies and Self-Managed Collective Investments (Position-Recommendation DOC-2012-19) to reflect recent legislative and regulatory developments, and adjust its capital requirements for asset management companies.… may now also be deducted. … Clarification concerning the appointment of the effective managers of asset management … |
08 October 2024 | Article | Our Governance The Autorité des Marchés Financiers has two distinct collegial bodies: the Board, chaired by the AMF Chair, and the Enforcement Committee. The Chair appoints a Secretary General. Focus on our governance.… of employees according to the strategic orientations, appointment of senior executives other than Executive … |
08 October 2024 | Policy | Position - Recommendation DOC-2012-19 - Programme of operations guide for asset management companies and self-managed collective investments The position-recommendation DOC-2012-19 outlines how to complete the sections of the autorization application (including the program of operations) and complementary sheets. In particular it provides specific instructions on the "four eyes" (quatre yeux) rule, access to (information on) the position of the market member, the credit analysis,…… provider shall collect the document attesting to that appointment. Client categorisation Within the framework of … provider shall collect the document attesting to that appointment. Client categorisation Within the framework of … provider shall collect the document attesting to that appointment. Client categorisation Within the framework of … |
27 May 2024 | AMF news release | Marie Seiller appointed Resources, Operations and Transformation Director at the Autorité des Marchés Financiers Currently Chief accountant at the Autorité des Marchés Financiers (AMF), Marie Seiller will head the Resources, Operations and Transformation Directorate (DRST) from 27 May 2024.… Director at the Autorité des Marchés Financiers … Appointment … AMF activity … |
17 May 2024 | AMF news release | France Mayer appointed Retail Investor Relations and Protection Director at the Autorité des Marchés Financiers France Mayer is currently Market Intermediaries Supervision Director at the Data and Markets Directorate of the Autorité des Marchés Financiers (AMF). She will take over as head of the Retail Investor Relations and Protection Directorate on 1 June 2024. In this capacity, she will join the AMF Executive Committee.… Director at the Autorité des Marchés Financiers … Appointment … AMF activity … |
22 April 2024 | Policy | Instruction DOC-2011-20 - … and management companies, along with the dates of appointment and the functions performed, the latest invoiced … the management company of the AIF Any change affecting the appointment of the management company of the AIF constitutes … depositary institution of the AIF Any change affecting the appointment of the depositary institution for the assets of … |
22 April 2024 | Policy | Instruction DOC-2012-06 - Procedures for making disclosures and introducing changes, preparation of a prospectus and reporting for specialised professional funds, professional private equity investment funds and specialised financing vehicles AIF's declared open to professional investors that are specialist professional funds and professional private equity funds are subject to specific rules that relate to, in particular, reporting procedures (creation and changes during the life of the fund), procedures for disclosing information to holders and shareholders when making changes during…… and management companies together with the date of appointment to functions performed, the latest budget … the AMF, along with the hourly rate being considered. The appointment by the specialised professional fund or the … private equity fund of an auditor is possible where the appointment of said auditor has already been disclosed to the … |
22 April 2024 | Policy | Instruction DOC-2011-19 - … management company of the UCITS Any change affecting the appointment of the management company of the UCITS … the depositary of the UCITS Any change affecting the appointment of the depositary institution for the assets of … any event, the UCITS must be able to prove the effective appointment of a depositary institution for its assets at all … |
22 April 2024 | Policy | Instruction DOC-2011-21 - … and asset management companies, along with the date of appointment to functions performed, the latest budget … employee investment undertaking Any change affecting the appointment of the management company of the employee … employee investment undertaking Any change affecting the appointment of the depositary institution for the assets of … |
22 April 2024 | Policy | Instruction DOC-2011-22 - … and management companies, together with the date of appointment to functions performed, the latest budget … and management companies, together with the date of appointment to functions performed, the latest budget … and management companies, together with the date of appointment to functions performed, the latest budget … |
Head of publications: The Executive Director of AMF Communication Directorate. Contact: Communication Directorate – Autorité des marches financiers 17 place de la Bourse – 75082 Paris cedex 02