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Titre clair et concis du tableau18 May 2022 | AMF news release | With the publication of its 2021 annual report, the AMF reviews its five-year strategic plan, #Supervision2022 The AMF has reviewed the actions taken in 2021 to ensure investor protection as well as the smooth operation of financial markets, and assessed them in light of the strategic orientations set for 2018-2022. As this strategic cycle draws to a close in an economic context hard hit by the conflict in Ukraine, the AMF Chairman outlines the main… of asset management companies and savings products, some of the provisions of the Sustainable Finance |
11 May 2022 | Article | How to get the RCCI professional licence Are you changing your Compliance and Internal Control Officer (RCCI)? Would you like to enrol an employee for the AMF training and/or examination to obtain the RCCI professional licence? You will find all the information you need to report the change and about the RCCI licence here. … get the RCCI professional licence … Article … Investment management companies … How to get the RCCI professional licence … Asset management … |
05 May 2022 | News | War in Ukraine: the AMF alerts asset management companies In the wake of the current situation in Ukraine and the various economic sanctions imposed by the European Union among others, the AMF calls on asset management companies to be vigilant in several areas. War in Ukraine: the AMF alerts asset management companies |
04 May 2022 | Article | Obtaining a DASP registration/optional licensing Do you want to know in which cases registration with the AMF as a Digital Asset Service Provider (DASP) is mandatory? To obtain an optional licensing? You will find all the information on the subject here, together with the list of registered DASPs and the list of DASPs licensed by the AMF. assets on behalf of a client; the management of digital asset portfolios, meaning the act of managing |
04 May 2022 | AMF news release | The AMF launches a consultation on the integration of sustainability requirements into its General Regulation Following the adoption by the European Commission of a comprehensive package of measures to reorient capital flows towards sustainable activities across the European Union, the AMF has launched a consultation on the integration of sustainability obligations into its General Regulation. providers (ISPs), UCITS management companies and alternative investment fund (AIF) managers incorporate |
28 April 2022 | AMF news release | Appointments in the Investigations Directorate and the Asset Management Directorate Marianick Darnis Lorca, hitherto Deputy Head of the Investigations Directorate, has been appointed Head of Investigations. She takes over from Laurent Combourieu, who recently took charge of the AMF's activities relating to Chief Compliance and Internal Control Officers (RCCI) and Chief Investment Services Compliance Officers (RCSI). Appointments in the Investigations Directorate and the Asset Management Directorate |
26 April 2022 | In-depth | AMF Examination: Test of Minimum Knowledge Who are the professionals concerned by the test of minimum knowledge regarding the financial, regulatory and ethical environment? What is the difference for employees between the internal test and the AMF examination? Find all the useful information here. Investment service providers, including portfolio asset management companies and financial |
14 April 2022 | Enforcement Committee news releases | The AMF Enforcement Committee fines a financial investment advisor and its manager for breaches of their professional obligations In its decision of 11 April 2022, the Enforcement Committee imposed a temporary five-year ban on both DCT (formally Didier Maurin Finance) and its manager, Didier Maurin, on practising as a financial investment advisor. It also imposed fines of €150,000 on DCT and €200,000 on Didier Maurin. The alleged breaches by DCT concerned investments that it had advised to its clients as an asset |
08 April 2022 | Acteur liste noire | prénom.nom@acadian-asset.management prénom.nom@acadian-asset.management |
05 April 2022 | News | The AMF updates its policy on portfolio asset management company control systems and programmes of operations The AMF has updated its policy in order to clarify its expectations in light of a summary of SPOT inspections on the outsourcing of internal control in portfolio asset management companies. It has also updated the policy on the authorisation of portfolio asset management companies to take account of the rollout of the ROSA extranet and the… The AMF updates its policy on portfolio asset management company control systems and programmes |
