31 October 2024 | Article | Find out more about our jobs that match your profile! Do you have a scientific, legal, financial or accounting background? Have you worked for a bank, investment management company, listed company, audit firm, law firm, investment services provider or similar? Find out more about our jobs that match your profile and expertise! … It monitors investment services providers and authorises asset management companies to conduct their business. It also … its external influence. Your expertise, our missions 1. Asset management Fermer Asset management The AMF approves and … |
31 October 2024 | Public statements | Speech by Marie-Anne Barbat-Layani, AMF Chair – ACPR-AMF Fintech Forum, Monday, 14 October 2024 … will enter into application at the end of 2024 for crypto-asset service providers, creates a demanding regulatory … Union. It will establish stricter rules for crypto-asset service providers, ensuring greater attention is given … inspections – of the cybersecurity systems of asset management companies. While improvements have been noted, … |
28 October 2024 | News | The Autorité des Marchés Financiers (AMF) has published a recommendation governing the distribution of actively managed certificates (AMCs) to retail clients In view of the increased distribution of these financial instruments in France and the risks they pose for retail clients, the Autorité des Marchés Financiers (AMF) has published a recommendation for investment services providers and financial investment advisors governing the distribution of actively managed certificates (AMCs) to retail clients… … provision of a service of: investment advice; portfolio management on behalf of third parties (discretionary management); and/or execution (reception and transmission of … actively managed certificates (AMCs) to retail clients … Asset management … Marketing … |
28 October 2024 | Policy | Recommendation DOC-2024-06 - Distribution of actively managed certificates (AMC) Recommendation DOC-2024-06 recalls certain regulatory requirements applicable to the distribution of actively managed certificates (AMCs) to retail clients and makes recommendations to improve investor protection. … (AMC) … Investment services providers Investment management companies Asset management Marketing Policy Recommendation … … Distribution of actively managed certificates (AMC) … Asset management … Marketing … |
21 October 2024 | Form/Reporting | Management companies and other services providers - Management company authorisation & changes: Authorisation application forms - Forms & declarations … Management companies and other services providers - Management company authorisation & changes: Authorisation … Authorisation application forms - Forms & declarations … Asset management … Investment services … AIFMD … UCIT … PRIIPs … |
11 October 2024 | | Management companies Are you a European investment management company wishing to manage French UCITS or AIFs or open a branch in France? Are you a French or foreign investment management company wishing to market UCITS or AIFs in France? The AMF's teams will help you and you will find the information you need in this section. … Management companies … Are you a European investment management company wishing to manage French UCITS or AIFs or … actualités de mon espace … Subscriptions & RSS feeds All asset management news … Focus on … 1. Operate in France … |
11 October 2024 | AMF news release | The AMF publishes the findings of a new series of SPOT inspections on the quality of regulatory reporting data The AMF publishes a new series of SPOT (Supervision of Operational and Thematic Practices) inspections on the processes for producing, checking and transmitting the reports required under the European Directive on Alternative Investment Fund Managers (AIFM) and the Money Market Fund Regulation to the regulator. The regulator also looked at the… … The first, published in 2020, dealt with AIFM reporting by asset management companies, while the second, published in 2023, … over the ROSA extranet. The data provided to the AMF by asset management companies, through the various regulatory … |
10 October 2024 | Spot Inspections | Summary of SPOT inspections on the process for producing, checking and transmitting regulatory reports to the AMF (AIFM, MMF, ROSA) As announced in its supervisory priorities in early 2023, the Autorité des Marchés Financiers (AMF) has conducted a new SPOT (Supervision of Operational and Thematic Practices) inspection campaign looking at the quality of the data transmitted by portfolio asset management companies (AMCs) to the AMF. The investigations focused on reporting under… … at the quality of the data transmitted by portfolio asset management companies (AMCs) to the AMF. The investigations … at the quality of the data transmitted by portfolio asset management companies (AMCs) to the AMF. The … |
08 October 2024 | News | AMF amends its Programme of Operations Guide for Asset Management Companies The AMF has updated its Programme of Operations Guide for Asset Management Companies and Self-Managed Collective Investments (Position-Recommendation DOC-2012-19) to reflect recent legislative and regulatory developments, and adjust its capital requirements for asset management companies. … AMF amends its Programme of Operations Guide for Asset Management Companies … Integration of new rules governing … through the ACPR-AMF Joint Unit. Under the new rules, asset management companies will need to be registered as … |
08 October 2024 | Policy | Position - Recommendation DOC-2012-19 - Programme of operations guide for asset management companies and self-managed collective investments The position-recommendation DOC-2012-19 outlines how to complete the sections of the autorization application (including the program of operations) and complementary sheets. In particular it provides specific instructions on the "four eyes" (quatre yeux) rule, access to (information on) the position of the market member, the credit analysis,… … Programme of operations guide for asset management companies and self-managed collective investments … … Investment management companies Organisational rules Asset management Collective investments Policy The … |