13 November 2013 | Policy | Recommendation DOC-2013-19 … key events and main topics of the period both to senior management and to the audit c ommittee. Pursuant to IAS 1, … case, in particular, for net interest on a defined benefit asset(liability), which can be disclosed under results of … own credit risk (IFRS 13.42). If the instrument is an asset, its value is adjusted to account specifically for the … |
13 October 2013 | Policy | Position DOC-2013-16 The AMF applies all the guidelines issued by ESMA on the key concepts of the AIFMD (ESMA/2013/611). The AMF has incorporated these guidelines in a position clarifying the criteria that define an alternative investment fund (AIF). Accordingly, the provision clarifies the concepts of collective investment undertakings, capital-raising, the number-of…… Investment Fund Managers Directive … Investment management companies AIFMD Policy The AMF applies all the … alternative investment fund managers (AIFMs) (investment management companies, management companies and self-managed … categories of assets, or conform to restrictions on asset allocation; (ii) to pursue certain strategies; (iii) to … |
10 October 2013 | General regulation | General regulation of the AMF into force from 10/10/2013 to 20/12/2013 … . . . . . 15 Chapter 2 - Informing the AMF about the net asset values of collective investment schemes . . . . . . . . … members of the Supervisory Board, members of the Management Board, Chief Executive Officers and Deputy Chief … programme of operations and passport . . . 77 Section 1 - Asset management companies . . . . . . . . . . . . . . . . . … |
22 September 2013 | General regulation | General regulation of the AMF into force from 22/09/2013 to 09/10/2013 … . . . . . 15 Chapter 2 - Informing the AMF about the net asset values of collective investment schemes . . . . . . . . … members of the Supervisory Board, members of the Management Board, Chief Executive Officers and Deputy Chief … programme of operations and passport . . . 77 Section 1 - Asset management companies . . . . . . . . . . . . . . . . . … |
14 August 2013 | General regulation | General regulation of the AMF into force from 14/08/2013 to 21/09/2013 … . . . . . 15 Chapter 2 - Informing the AMF about the net asset values of collective investment schemes . . . . . . . . … members of the Supervisory Board, members of the Management Board, Chief Executive Officers and Deputy Chief … programme of operations and passport . . . 77 Section 1 - Asset management companies . . . . . . . . . . . . . . . . . … |
14 August 2013 |
| Article 323-30 Book III - Service providers > Title II - Other service providers > Chapter III - AIF depositaries > Section 2 - Organisational structures and resources of the AIF depositary > Sub-section 2 - Relations between the depositary and the AIF… of the Monetary and Financial Code, the AIF or its asset management company shall draw up a written contract with the … of the Monetary and Financial Code, the AIF or its asset management company shall draw up a written contract … |
14 August 2013 |
| Article 323-32 Book III - Service providers > Title II - Other service providers > Chapter III - AIF depositaries > Section 2 - Organisational structures and resources of the AIF depositary > Sub-section 3 - Relations between the depositary and other service providers… the nature and complexity of the assets of the AIF or its asset management company, which have been entrusted to it; b) For … of the assets without the prior consent of the AIF or its asset management company and without prior notification to … |
14 August 2013 |
| Article 323-35 Book III - Service providers > Title II - Other service providers > Chapter III - AIF depositaries > Section 2 - Organisational structures and resources of the AIF depositary > Sub-section 3 - Relations between the depositary and other service providers… the discharge prior to their investment; The AIF or its asset management company has instructed the depositary to delegate … written contract between the depositary and the AIF or its asset management company, which expressly allows such a … |
14 August 2013 |
| Article 323-36 Book III - Service providers > Title II - Other service providers > Chapter III - AIF depositaries > Section 3 - Procedures for custody of certain assets by the AIF depositary > Sub-section 1 - Procedures for keeping positions in financial contracts… Code, the depositary, acting on instructions from the asset management company, shall execute transfers of the cash and … margin and respond to margin calls. It shall notify the asset management company of any problems encountered at this … |
14 August 2013 |
| Article 323-39 Book III - Service providers > Title II - Other service providers > Chapter III - AIF depositaries > Section 4 - Procedures for supervising compliance of the decisions made by the AIF or its asset management company… checks notably the existence and application, within the asset management company, of appropriate and consistent procedures … limited to twenty holders at most; Dissemination by the asset management company of regulatory disclosures to the … |
Head of publications: The Executive Director of AMF Communication Directorate. Contact: Communication Directorate – Autorité des marches financiers 17 place de la Bourse – 75082 Paris cedex 02