28 March 2024 | Policy | Instruction DOC-2011-23 … estate collective investment undertakings … Investment management companies Collective investments Prospectus Policy … “management company” in this instruction refers to the asset management company authorised in France2 or the … estate collective investment undertaking is managed by an asset management company authorised in France in accordance … |
28 March 2024 | Policy | Position - Recommendation DOC-2011-25 … of collective investment undertakings … Investment management companies Collective investments Policy This guide … objective on the basis of market assumptions made by the asset management company … programme of operations for each of the services that the asset management company intends to provide, specifying the … |
28 March 2024 | Policy | Position - Recommendation DOC-2012-10 … relating to employee investment undertakings … Investment management companies UCIT Employee savings scheme Policy This … assets be grounds for suspending calculation of the net asset value? … assets be grounds for suspending calculation of the net asset value? The absence of one-third of liquid securities in … |
28 March 2024 | Policy | Instruction DOC-2008-03 … Authorisation procedure for investment management companies, disclosure obligations and passporting … transpose MIF 2 and legally separate investment firms from asset management companies. The update will take place in the … only 1/26 AMF Instruction Authorisation procedure for asset management companies, disclosure obligations and … |
14 March 2024 | News | Combatting money laundering and terrorist financing: AMF applies two sets of European Banking Authority guidelines The AMF has updated its Position 2019-14 on risk factors and published a new Position 2024-02 on the provision of access to financial services to take account of two sets of EBA guidelines.… on policies and controls for the effective management of money laundering and terrorist financing … of guidelines, on policies and controls for the effective management of ML/TF risks when providing access to financial … two sets of European Banking Authority guidelines … Asset management … Anti-money Laundering … |
12 March 2024 | Public statements | Speech by Marie-Anne Barbat-Layani, AMF Chair - Conference organised by the Master’s in Business Law, and the Master’s in Corporate Finance and Financial Engineering, as part of the House of Finance Days – “Sustainable Finance: Risks and opportunities ... … of companies, but also investors, banks, insurers, asset managers, ESG labels and rating agencies, and the … voting and shareholder engagement policies implemented by asset management companies, and on the consideration of … |
12 March 2024 | Policy | Position DOC-2019-14 The AMF applies the European Supervisory Authorities' Joint Guidelines, which explain the relevant ML/TF risk factors that financial sector professionals should consider to best adjust the scope of their customer due diligence measures. Chapters 8 and 9 of Title III of the Guidelines include sectoral developments relating to individual asset…… include sectoral developments relating to individual asset management and investment advisory services, as well as … include sectoral developments relating to individual asset management and investment advisory services, as well as … |
12 March 2024 | Policy | Position DOC-2024-02 The AMF applies the Guidelines of the European Banking Authority on policies and controls for the effective management of money laundering and terrorist financing (ML/TF) risks when providing access to financial services (EBA/GL/2023/04). In particular, these guidelines aim to limit risk-mitigating practices that exclude certain types of client.… the provision of access to financial services … Investment management companies Asset management Anti-money Laundering Policy The AMF applies … on the provision of access to financial services … Asset management … Anti-money Laundering … |
11 March 2024 | News | Open Data: publication on data.gouv.fr of the list of Asset Management Companies (AMCs) authorized by the AMF, of the white lists of Digital Asset Service Providers (DASPs) and offers of investments in miscellaneous assets Since 2022, the Autorité des Marchés Financiers (AMF) has been gradually expanding the scope of data made available to the public for free and in a standardized format (Open Data). The AMF makes available on data.gouv.fr, the French government's platform for disseminating public data, the list of asset management companies authorized by the AMF,…… Open Data: publication on data.gouv.fr of the list of Asset Management Companies (AMCs) authorized by the AMF, of the white lists of Digital Asset Service Providers (DASPs) and offers of investments in … |
06 March 2024 | Form/Reporting | Management companies and other services providers - contributions owing to the AMF: European Management Companies managing french UCITS or french AIF - forms & declarations … Management companies and other services providers - contributions owing to the AMF: European Management Companies managing french UCITS or french AIF - … french UCITS or french AIF - forms & declarations … Asset management … Investment services … AIFMD … UCIT … PRIIPs … |
Head of publications: The Executive Director of AMF Communication Directorate. Contact: Communication Directorate – Autorité des marches financiers 17 place de la Bourse – 75082 Paris cedex 02