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Titre clair et concis du tableau29 July 2021 | Bilateral MoU | SEC-2021- MoU regarding the regime applicable to Security Based Swap Dealers (SBSD) in the U.S SEC-2021- MoU regarding the regime applicable to Security Based Swap Dealers (SBSD) in the U.S SEC-2021- MoU regarding the regime applicable to Security Based Swap Dealers (SBSD) in the U.S |
29 July 2021 | News | The AMF complies with the ESMA guidelines on updating stress test scenarios in accordance with Article 28 of the Money Market Fund Regulation The AMF has updated its position DOC-2018-05 to reference ESMA’s guidance on updating stress test scenarios in accordance with Article 28 of the Money Market Fund Regulation. … 28 of the Money Market Fund Regulation … News … Investment management companies … The AMF complies with the ESMA … with Article 28 of the Money Market Fund Regulation … Asset management … MMF … |
16 July 2021 | Article | Authorise The AMF approves the rules applicable to financial markets and market infrastructures, approves the corporate finance transactions of listed companies and authorises financial services professionals and the collective investment products under its supervision. … The AMF registers and grants authorisations to digital asset service providers (DASP). The authorisation is … assets for other digital assets and/or operating a digital asset trading platform. … Financial services professionals … … investment services), the AMF: Authorises portfolio asset management companies based on the examination of the … |
15 July 2021 | News | The AMF has postponed the effective date of the authorisation withdrawal of the asset management company Nestadio Capital Taking note of advanced discussions aiming at transferring the holdings of the funds managed by the société de gestion des fonds d’investissement de Bretagne, commercially referred to as "Nestadio Capital", the effective date of the authorisation withdrawal of Nestadio Capital is postponed. … the effective date of the authorisation withdrawal of the asset management company Nestadio Capital … During its 17 December … decided to withdraw its authorisation as a portfolio asset management company. This authorisation withdrawal was … |
07 July 2021 | Enforcement Committee news releases | The AMF Enforcement Committee fines an asset management company specialising in real estate for breaches of its professional obligations In its decision of 2 July 2021, the Enforcement Committee imposed a financial penalty of €250,000 on Perial Asset Management. … The AMF Enforcement Committee fines an asset management company specialising in real estate for breaches … Committee upheld four series of breaches against Perial Asset Management. At the time of the facts, the company was … |
06 July 2021 | AMF news release | The Autorité des Marchés Financiers publishes its 2021 Markets and Risk Outlook The Outlook highlights the return to normal of market indicators despite continuing health, but also economic and financial vulnerabilities: the uneven nature of the recover, increase in public and private debt, the threat of rising interest rates and inflation, the proliferation of serious operational incidents in market infrastructures, or the… … whether these are invested directed or via collective management. At a time when vaccination campaigns are … of market infrastructures around the world. In asset management, the Outlook describes a return to structural … |
06 July 2021 | Report / study | 2021 Markets and Risk Outlook The AMF has issued its 2021 Markets and Risk Outlook, a yearly assessment of trends and vulnerabilities. Pandemic-focused analysis covers financing of the economic activity, financial markets' structure, asset management industry and households’ savings. … of the economic activity, financial markets' structure, asset management industry and households’ savings. 2021 Markets and … of the economic activity, financial markets' structure, asset management industry and households’ savings. … 2021 … |
24 June 2021 | Warning | The AMF warns the public against Sinclair Upton Capital Management After receiving several complaints from investors, the Autorité des Marchés Financiers (AMF) is warning the public about the activities of Sinclair Upton Capital Management, a company that is offering unauthorised discretionary portfolio management services and financial investment advice in France on its website https://www.sucm.com. … The AMF warns the public against Sinclair Upton Capital Management … Reports from retail investors suggest that … especially in cases where the product invests in an asset class with low liquidity. … Do you have any questions? … Sinclair Upton Capital Management … Savings protection … Asset management … Investment advice … Warning … |
23 June 2021 | News | New quarterly reporting to the AMF on investment rule violations and compensation by asset management companies and collective investment schemes Following the Order of 29 March 2021 approving the AMF General Regulation, the Authority is updating its doctrine to clarify expectations regarding new reporting. … the AMF on investment rule violations and compensation by asset management companies and collective investment schemes … … procedures for French collective investment schemes. Asset management companies are advised to contact the AMF to … |
23 June 2021 | Professional guide | Guide for writing letters to fundholders of authorised CIUs The AMF has published a guide that sets out the main principles to be observed when writing letters to unitholders or shareholders. It stresses the need to adopt a clear and concise style that will make it easy for investors to understand. … of authorised CIUs … Professional guide … Investment management companies … Guide for writing letters to fundholders of authorised CIUs … Asset management … |
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