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Titre clair et concis du tableau09 June 2021 | Acteur liste noire | prénom.nom@euryale-asset-management.com … prénom.nom@euryale-asset-management.com … prénom.nom@euryale-asset-management.com Usurpation prénom.nom@euryale-asset-management.com … … |
06 June 2021 | Policy | Position DOC-2021-04 The AMF applies all the guidelines issued by ESMA on "certain aspects of the MiFID II compliance function requirements" (ESMA-35-36-1952). … function requirements … Other professionals Investment management companies Compliance Asset management Policy The AMF applies all the guidelines … authorised to provide one or more investment services; - Asset management companies authorised to provide one or more … |
31 May 2021 | Article | Asset management The AMF approves and supports asset management companies in their projects. It ensures that collective savings products are compliant and properly marketed. … Asset management … Our tasks … Manage authorisation files and the development of portfolio asset management companies and collective investment products … |
31 May 2021 | Article | Financial and Auditing profiles The AMF approves financial transactions and monitors throughout the year the financial disclosures made by companies listed on a regulated market. It monitors investment services providers and authorises asset management companies to conduct their business. It also protects savings invested in collective investment schemes (open-ended investment… … Processing applications for authorisation from portfolio management companies Taking part in work to review issuers’ … It monitors investment services providers and authorises asset management companies to conduct their business. It also … It monitors investment services providers and authorises asset management companies to conduct their business. It also … |
28 May 2021 | News | Special information to unitholders and shareholders of collective investment undertakings : the AMF publishes a guide and new letter templates Some changes made during the life of UCITS and certain AIFs require special information to be provided to unitholders or shareholders to enable them to decide whether to keep or dispose of their investment with full knowledge of the facts. These changes are in the form of a "letter to unitholders". As these information letters are increasing long… … writing letters to approved UCI unitholders … To assist asset management companies, the AMF has published a guide that sets … … Implementation timetable … Approved collective asset management companies (UCITS, retail investment funds, … |
23 May 2021 | | Article 322-73 Book III - Service providers > Title II - Other service providers > Chapter I - Custody account-keepers > Section unique - Provisions relating to custody account-keeping - terms of reference for the custody account-keeper > Sub-section 5 - Provisions relating to the keeping of securities accounts within the framework of an employee savings scheme … the beneficiaries of an employee saving scheme; "Management companies", the portfolio management companies and … investment companies which do not delegate their asset management. … … investment companies which do not delegate their asset management. … Book III - Service providers … … |
20 May 2021 | AMF news release | The AMF publishes its findings after a European common supervisory action on liquidity management in UCITS The Autorité des Marchés Financiers (AMF) presents the findings of a supervisory exercise coordinated by ESMA on liquidity risk management in UCITS in France. Since proper consideration of liquidity risk is essential for UCITS, the AMF is asking asset management companies to strengthen their procedures, especially for UCITS with a particular… … after a European common supervisory action on liquidity management in UCITS … In 2020, the AMF took part in the … (ESMA). The aim was to ensure that the practices of asset management companies comply with the regulations and … is publishing a summary of its findings concerning French asset management companies. The AMF sent a questionnaire to … |
20 May 2021 | Spot Inspections | Summary of AMF findings in the context of ESMA common supervisory action on liquidity risk management in UCITS As announced by the Autorité des Marchés Financiers when presenting its supervisory priorities for 2021, the AMF took part in the Common Supervisory Action on UCITS liquidity coordinated by ESMA. In practice, based on a methodology defined by ESMA, the AMF was able to (i) undertake a review of liquidity risk management… … of ESMA common supervisory action on liquidity risk management in UCITS … Télécharger le contenu As announced by … management processes in a representative sample of UCITS asset management companies and UCITS funds, (ii) assess the … management processes in a representative sample of UCITS asset management companies and UCITS funds, (ii) assess the … |
11 May 2021 | AMF news release | Costs and performance of marketed funds incorporating a non-financial approach In a context of significant development of sustainable finance and fund ranges incorporating environmental, social and governance (ESG) criteria, the AMF has published a study that provides an initial overview of the costs and performance of funds marketed in France between 2012 and 2018 that integrate a non-financial approach. … could explain these lower costs (proactive policy of asset management companies, lower management fees corresponding to … of marketed funds incorporating a non-financial approach … Asset management … Sustainable Finance … |
10 May 2021 | News | UCITS and AIF depositaries: the AMF gives details about the identity of the head of the depositary function in its instruction DOC-2016-01 UCITS and AIF depositaries must appoint a head of the depositary function and inform the AMF of his or her identity. The AMF has completed its instruction DOC-2016-01 on the information relating to this appointment. … DOC-2016-01 … News … Other professionals … Investment management companies … UCITS and AIF depositaries: the AMF … the depositary function in its instruction DOC-2016-01 … Asset management … |
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