27 February 2024 | Article | Join us and let’s take action for the real world together! Our 500 employees ensure that savings are protected, investors receive material information and financial markets run smoothly.
They have scientific, legal, financial and accounting backgrounds. They come from a vast range of professions and sectors: banks, asset management companies, listed companies, audit and consulting firms, law firms,… … It monitors investment services providers and authorises asset management companies to conduct their business. It also … and its external influence. More about our expertise 1. Asset management Fermer Asset management The AMF approves and … |
20 February 2024 | Article | Consultative Commissions Comprising financial market participants, experts in management or market operation, representatives from professional associations or investor advocacy groups, the five AMF Consultative Commissions help inform the Board’s decisions on changes to regulations or AMF policy. … and Exchanges Clearing, Custody and Securities Settlement Asset Management and Institutional Investors Disclosures and … invited to attend every Consultative Commission meeting. … Asset Management and Institutional Investors … Muriel Faure, … |
20 February 2024 | Article | The AMF Board The Board is the AMF’s main decision-making and prosecuting authority It has 16 members drawn from a broad variety of backgrounds. This multidisciplinarity ensures that it has the technical and legal expertise needed to carry out its tasks. … bids involving listed companies, authorisations for management companies (without which they cannot do business) … Financiers in 2005, where he was successively Head of the Asset Management Regulation Division in the International … Directorate and then Managing Director in charge the Asset Management and Markets Directorate. He was appointed as … |
20 February 2024 | News | The AMF publishes, in a position paper, the key principles it believes should guide the SFDR review The AMF contributed, at the end of last year, to the consultation launched by the European Commission on the Sustainable finance disclosure regulation (SFDR). It publishes today a position paper outlining the key principles it believes should guide the SFDR review. … … Journalists … Investment services providers … Investment management companies … The AMF publishes, in a position … SFDR review … Sustainable Finance … Financial products … Asset management … Europe & international … Regulatory developments … |
20 February 2024 | AMF’s EU positions | Towards a review of SFDR The AMF contributed, at the end of last year, to the consultation launched by the European Commission on the Sustainable finance disclosure regulation (SFDR). It publishes today a position paper outlining the key principles it believes should guide the SFDR review. … … Journalists … Investment services providers … Investment management companies … Towards a review of SFDR … Sustainable Finance … Financial products … Asset management … Europe & international … Regulatory developments … |
13 February 2024 | News | Definition of investment advice: AMF updates its doctrine The Autorité des Marchés Financiers (AMF) has published an update to its Positions DOC-2008-23 on investment advice and DOC-2018-03 on the placing of financial instruments without a firm commitment basis, investment advice and consultancy services provided to firms. These updates have been made to take account of the Supervisory Briefing published… … … News … Investment services providers … Investment management companies … Definition of investment advice: AMF updates its doctrine … Investment advice … Asset management … |
13 February 2024 | Policy | Position DOC-2008-23 These questions and answers provide clarifications on the criteria for defining an investment service of investment advice, and on the requirements incumbent upon the investment services provider when it provides such a service. … 3 1.4 Do persons who provide asset management advice in the normal course of their business have … clear and not misleading. 1.4 Do persons who provide asset management advice in the normal course of their … |
13 February 2024 | Policy | Position DOC-2018-03 … in the company, nor do they wish to take over the management. On the … investors (banks, investment firms, asset management companies) or the public (public offering … |
12 February 2024 | Article | Make my reporting, notifications and disclosure to the AMF MiFID II transaction reporting, annual RCSI questionnaire, suspicious transaction reporting, disclosure of net short positions, notifications under CSDR, MAR or EMIR. Find here the list of your reporting obligations and the procedures for submission to the AMF for each type of information. … applicable, information relating to third-party portfolio management in an annual disclosure sheet ("FRA"). … The AMF … . … Report relating to client asset safeguarding … The regulations, in short … Pursuant to … AMF … The deadline for submitting the report relating to asset protection in 2019 shall be indicated here. … … |
02 February 2024 | Professional guide | Fees and contributions to the AMF This guide presents the system of fees and contributions payable to the AMF by service providers, asset management companies, issuers and their shareholders. It also includes the practical procedures for paying these fees and contributions. … and contributions payable to the AMF by service providers, asset management companies, issuers and their shareholders. It also … and contributions payable to the AMF by service providers, asset management companies, issuers and their shareholders. … |