26 January 2026 | Enforcement Committee news releases | The AMF Enforcement Committee fines an investment services provider and its director a total of €850,000 In its decision of 20 January 2026, the Enforcement Committee imposed fines of €700,000 and €150,000 respectively on the investment services provider Makor Securities Paris and its director, Yankel Hassan, for shortcomings in the market abuse detection system. It also issued each of them with a warning. … In 2019, against the backdrop of Brexit, the Paris-based entity of the UK Makor Group applied … In 2019, against the backdrop of Brexit, the Paris-based entity of the UK Makor Group applied … In 2019, against the backdrop of Brexit, the Paris-based entity of the UK Makor Group applied … |
26 January 2026 | Policy | Recommendation DOC-2018-06 - … taux de change, forte volatilité) 2015 - §1.3. 2016 - §2. (Brexit) … |
19 February 2025 | Public statements | Speech by Marie-Anne Barbat-Layani, AMF Chair - New Year address to the financial centre - Thursday 16 January 2025 … financial strength, like the consensus that formed around Brexit, is in danger of withering away in the face of other … financial strength, like the consensus that formed around Brexit, is in danger of withering away in the face of other … financial strength, like the consensus that formed around Brexit, is in danger of withering away in the face of other … |
14 November 2024 | Report / study | Stock market drops: what are the characteristics, consequences, and possible causes of this phenomenon? While the CAC40 index is trading near its historical highs, certain stocks within the French index have experienced spectacular declines in recent months. Using transactions reporting, in this study, the AMF examined at both the potential consequences for stocks whose price has fallen sharply, and the possible causes of the phenomenon. … that European entities are required to submit. Since Brexit, the number of such reports has significantly … |
10 October 2024 | Spot Inspections | Summary of SPOT inspections on the process for producing, checking and transmitting regulatory reports to the AMF (AIFM, MMF, ROSA) As announced in its supervisory priorities in early 2023, the Autorité des Marchés Financiers (AMF) has conducted a new SPOT (Supervision of Operational and Thematic Practices) inspection campaign looking at the quality of the data transmitted by portfolio asset management companies (AMCs) to the AMF. The investigations focused on reporting under… … (Gulf War, 9/11, Greek debt, collapse of Lehman Brothers, Brexit). The predominantly external nature of the information … |
01 August 2024 | Annual Report | 2023 AMF Annual Report The 2023 Annual Report reviews the AMF's actions and its contribution to national, European and international discussions, in line with the six strategic priorities it has set itself for 2023. It also presents all the key figures and facts on all its missions. … market intermediaries sector, with continued growth post-Brexit. The slight increase in the population since 2021, … |
17 July 2024 | Report / study | Sector risk assessment on money laundering and terrorist financing The AMF has published a new version of its money laundering and terrorist financing (ML/FT) sectoral risk analysis (SRA), the initial version of which was published in 2019. This document sets out, for the professionals under its supervision, the national risk analysis (NAR) updated and published in 2023 by the Conseil d'Orientation de la Lutte… … • terrorist financing; • the risks associated with Brexit; • ‘de-risking’: a practice whereby obliged firms … |
19 January 2024 | Annual Report | AMF Supervisory Priorities for 2024 In this document, the AMF presents the supervisory themes for the year 2024 for professionals subject to its supervision. These priorities cover the following areas: asset management, the activities of intermediaries and market infrastructures, and the marketing of financial products. … the AMF shall ensure that the consequences of Brexit have been duly considered by the investment service … chosen to establish themselves in France in the context of Brexit: however, the supervision of certain institutions has … point of attention also concerns entities which, in a post-Brexit context, choose France as a gateway to provide … |
19 January 2024 | Annual Report | AMF Action Plan and Supervisory Priorities for 2024 In this document, the AMF presents its action plan and supervisory priorities for 2024. In line with the "Impact 2027" strategic guidelines defined in 2023, these priorities reflect the AMF's commitment to protecting investors and enhancing the attractiveness of Paris as a financial centre through high-quality supervision. … complementarity with the financial centre. In the wake of Brexit, Paris also continues to be an attractive location for … development of the Paris financial centre in the wake of Brexit has led to an increase in international supervision, … the AMF shall ensure that the consequences of Brexit have been duly considered by the investment service … |
19 December 2023 | News | Requirements for investment committees and the affiliation of fund managers of asset management companies: the AMF updates its policy Amidst the aftermath of Brexit and the ongoing health crisis, asset management companies with international operations must update their organizational frameworks. Specifically, they need to address the criteria governing the location of fund managers within investment committees, along with the protocols for affiliating specific financial… … apparent changes (in French only) Amidst the aftermath of Brexit and the ongoing health crisis, asset management … apparent changes (in French only) Amidst the aftermath of Brexit and the ongoing health crisis, asset management … apparent changes (in French only) Amidst the aftermath of Brexit and the ongoing health crisis, asset management … |
